What is the official website of Royal Alliance Associates ?

The official website of Royal Alliance Associates is http://royalalliance.com/disclosures/socialmedia.

What is Royal Alliance Associates's cybersecurity risk score?

Royal Alliance Associates has an AI-generated cybersecurity risk score of 725 out of 1000, indicating a Moderate security posture according to Rankiteo's assessment.

How many security incidents has Royal Alliance Associates experienced?

According to Rankiteo, Royal Alliance Associates currently holds 0 security badges, indicating that no recognized compliance certifications are currently verified for the organization.

Has Royal Alliance Associates been affected by any supply chain cyber incidents ?

According to Rankiteo, Royal Alliance Associates has not been affected by any supply chain cyber incidents, and no incident IDs are currently listed for the organization.

Does Royal Alliance Associates have SOC 2 Type 1 certification ?

According to Rankiteo, Royal Alliance Associates is not certified under SOC 2 Type 1.

Does Royal Alliance Associates have SOC 2 Type 2 certification ?

According to Rankiteo, Royal Alliance Associates does not hold a SOC 2 Type 2 certification.

Does Royal Alliance Associates comply with GDPR ?

According to Rankiteo, Royal Alliance Associates is not listed as GDPR compliant.

Does Royal Alliance Associates have PCI DSS certification ?

According to Rankiteo, Royal Alliance Associates does not currently maintain PCI DSS compliance.

Does Royal Alliance Associates comply with HIPAA ?

According to Rankiteo, Royal Alliance Associates is not compliant with HIPAA regulations.

Does Royal Alliance Associates have ISO 27001 certification ?

According to Rankiteo,Royal Alliance Associates is not certified under ISO 27001, indicating the absence of a formally recognized information security management framework.

Which industry does Royal Alliance Associates operate in ?

Royal Alliance Associates operates primarily in the Financial Services industry.

How many employees does Royal Alliance Associates have ?

Royal Alliance Associates employs approximately 250 people worldwide.

Does Royal Alliance Associates own any subsidiaries ?

Royal Alliance Associates presently has no subsidiaries across any sectors.

How many LinkedIn followers does Royal Alliance Associates have ?

Royal Alliance Associates's official LinkedIn profile has approximately 3,155 followers.

What is the NAICS classification code for Royal Alliance Associates ?

Royal Alliance Associates is classified under the NAICS code 52, which corresponds to Finance and Insurance.

Does Royal Alliance Associates have a Crunchbase profile ?

No, Royal Alliance Associates does not have a profile on Crunchbase.

Does Royal Alliance Associates have a LinkedIn profile ?

Yes, Royal Alliance Associates maintains an official LinkedIn profile, which is actively utilized for branding and talent engagement, which can be accessed here: https://www.linkedin.com/company/royal-alliance-associates-inc.

How many cybersecurity incidents has Royal Alliance Associates experienced ?

As of July 2, 2026, Rankiteo reports that Royal Alliance Associates has experienced 2 cybersecurity incidents.

How many peer or competitor companies does Royal Alliance Associates have ?

Royal Alliance Associates has an estimated 32,204 peer or competitor companies worldwide.

What types of cybersecurity incidents has Royal Alliance Associates faced ?

Incident Types: The types of cybersecurity incidents that have occurred include Breach.

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RAA

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725

/1000

Moderate

750

/1000

Fair

Royal Alliance Associates Vendor Cyber Rating & Cyber Score

royalalliance.com

Add Your Compliance Badge

Put Our Strengths To Work For You. The high-performing professionals we serve rely on the resources we offer as a part of one of America ’s largest networks of independent advisors. Our customer-driven approach is focused on meeting the unique demands of your business; we never forget that supporting your business is our business. Our strengths, together with those of our valued advisors, provide powerful momentum to meet the next generation of challenges and opportunities. We are the broker-dealer with: • Our incredibly liberating All Ways Open ArchitectureSM • Flexible technology geared to your way of thinking • Proven resources to enhance your growth • Service and support that meets the unique demands of your business •

RAA A.I CyberSecurity Scoring

Scoring History

RAA

Royal Alliance Associates CyberSecurity News & History

Past Incidents

Attack Types

Entity

Type

Severity

Impact

Seen

Blog Details

Supply Chain Source

Incident Details

View

Royal Alliance Asso...

Breach

100

10/2022

ROY191221022

Royal Alliance Asso...

Breach

12/2021

OSA1014090725

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A.I.

RAA Company Scoring based on AI Models

Cyber Incidents Likelihood 3 - 6 - 9 months

Actual

Prediction

Incident Predictions locked

Access Monitoring Plan

A.I Risk Score Likelihood 3 - 6 - 9 months

Actual

Prediction A

Prediction B

Prediction C

Prediction D

A.I. Risk Score Predictions locked

Access Monitoring Plan

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Underwriter Stats for RAA

Incidents vs Financial Services Industry Avg (This Year)

No incidents recorded for Royal Alliance Associates in 2026.

Incidents vs All-Companies Average (This Year)

No incidents recorded for Royal Alliance Associates in 2026.

Incident Types RAA vs Financial Services Industry Avg (This Year)

No incidents recorded for Royal Alliance Associates in 2026.

Incident History - RAA (X = Date, Y = Severity)

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SUBSIDIARY

Royal Alliance Associates Subsidiaries

RAA

Financial Services

Website: http://royalalliance.com/disclosures/socialmedia

Company Size: 201-500 employees

Advisor GroupFinancial Services

OsaicFinancial Services

Ladenburg ThalmannFinancial Services

Highland Capital BrokerageInsurance

Premier Trust, Inc.Financial Services

SagePoint FinancialFinancial Services

Woodbury Financial ServicesFinancial Services

FSC SecuritiesFinancial Services

Royal Alliance Education & TrainingFinancial Services

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NEWS

Royal Alliance Associates CyberSecurity News

Latest updates, reports, and threat intel affecting the global network.

March 06, 2026 08:09 PM

Cyber Trust Alliance Partners with HANYS Marketplace to Strengthen Cyber Risk Readiness Across New York Hospitals

Cyber Trust Alliance Partners with HANYS Marketplace to Strengthen Cyber Risk Readiness Across New York Hospitals.

Read Article

March 15, 2024 07:00 AM

Finra Fines, Censures Osaic and Securities America Over Cybersecurity Lapses

The Financial Industry Regulatory Authority has fined and censured independent broker-dealers Osaic Wealth and Securities America for cybersecurity lapses.

Read Article

March 15, 2024 07:00 AM

FINRA fines Osaic Wealth and Securities America for failing to prevent cyber intrusions

The Financial Industry Regulatory Authority (FINRA) has fined Osaic Wealth, Inc., formerly known as Royal Alliance Associates, Inc. and Securities America, Inc.

Read Article

March 15, 2024 07:00 AM

FINRA Fines Osaic Wealth, Securities America Over Cyber Breaches

The breaches compromised the personal data of more than 32000 clients, FINRA says.

Read Article

September 03, 2017 11:36 AM

HIPAA Breach News

Our HIPAA breach news section covers HIPAA breaches such as unauthorized disclosures of protected health information (PHI), improper disposal of PHI.

Read Article

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CVE

Latest

Global CVEs (Not Company-Specific)

CVE-2026-55790

SUMMARY

Craft CMS is a content management system (CMS). In versions 5.0.0-RC1 through 5.9.22 and 4.0.0-RC1 through 4.17.15, an attacker with only a GitHub account can plant a JavaScript payload in a craftcms/cms issue title. When a Craft admin uses the CraftSupport widget’s "Give feedback" screen and types a search term that returns the poisoned issue, the payload executes in the admin’s control panel session. No control panel account or elevated privileges are required on the attacker’s side. This issue has been fixed in versions 4.17.16 and 5.9.23.

Published

Date2026-07-01

Updated

Date2026-07-01

RISK INFORMATION (Score: )

cvss4

Base Score: 7.4

Complexity: LOW

CVSS:4.0/AV:N/AC:L/AT:P/PR:N/UI:A/VC:H/VI:H/VA:N/SC:N/SI:N/SA:N/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X

Impact Score

Exploitability

REFERENCES

CVE-2026-50284

SUMMARY

Craft CMS is a content management system (CMS). In versions 5.0.0-RC1 through 5.9.21 and 4.0.0-RC1 through 4.17.14, theAssetsController::actionDeleteFolder() only requires the deleteAssets:<volume-uid> permission for the target folder. It never enforces deletePeerAssets:<volume-uid>, even though Assets::deleteFoldersByIds() cascades deletion to every descendant folder and every asset inside, regardless of the uploader's assigned privileges. A low-privilege user who has been granted folder-management rights on a shared volume can therefore destroy assets uploaded by other users (peer assets), bypassing the per-asset peer-permission check that the sibling actionDeleteAsset endpoint correctly applies. This issue has been fixed in versions 4.17.15 and 5.9.22.

Published

Date2026-07-01

Updated

Date2026-07-01

RISK INFORMATION (Score: )

cvss4

Base Score: 7.1

Complexity: LOW

CVSS:4.0/AV:N/AC:L/AT:N/PR:L/UI:N/VC:N/VI:H/VA:N/SC:N/SI:L/SA:N/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X

Impact Score

Exploitability

REFERENCES

CVE-2026-50283

SUMMARY

Craft CMS is a content management system (CMS). Versions 5.0.0-RC1 through 5.9.20, and 4.0.0-RC1 through 4.17.13 contain an authorization issue in the AssetsController::actionReplaceFile that can delete a source asset without source delete permission by supplying both assetId and sourceAssetId. AssetsController::actionReplaceFile() supports replacing a target asset file using another existing asset as the source. The action loads: assetId -> $assetToReplace and sourceAssetId -> $sourceAsset, then enforces replace permissions using ($assetToReplace ?: $sourceAsset). When both IDs are provided, this expression resolves to the target asset so no permission check is performed against the source asset volume. When both assets are present, Craft copies the source file into the target and then deletes the source asset. There is no deletion check for for the source asset. An authenticated user who can replace files in one volume can delete assets in another volume where they do not have delete permission, as long as they can obtain a sourceAssetId, leading to broken content references and data loss. This issue has been fixed in versions 4.17.14 and 5.9.21.

Published

Date2026-07-01

Updated

Date2026-07-01

RISK INFORMATION (Score: )

cvss4

Base Score: 5.3

Complexity: LOW

CVSS:4.0/AV:N/AC:L/AT:N/PR:L/UI:N/VC:N/VI:L/VA:L/SC:N/SI:N/SA:N/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X

Impact Score

Exploitability

REFERENCES

CVE-2026-14440

SUMMARY

Description: To issue and renew TLS certificates on behalf of customers, Cloudflare's Universal SSL feature automatically manages the CAA RRset for the customer's zone. This auto-managed RRset is permissive by design (e.g. 'issue "letsencrypt.org"' without parameters). On Universal SSL zones, Cloudflare's authoritative DNS serves this auto-managed RRset at query time, superseding any customer-configured CAA records on the zone. When a customer publishes a stricter CAA record using the RFC 8657 accounturi or validationmethods parameters, the Certificate Authority does not observe those parameters when evaluating the served RRset under RFC 8659. As a result, the RFC 8657 account-binding and validation-method-binding protections are not enforced end-to-end on Universal SSL zones. Successful exploitation could result in issuance of a browser-trusted TLS certificate to an attacker, enabling MITM against the affected domain. Exploitation is non-trivial in practice: an attacker would need to hold an ACME account at one of the Certificate Authorities in the served CAA RRset and to simultaneously satisfy domain control validation across the multiple geographically distinct Network Perspectives the CA relies on for Multi-Perspective Issuance Corroboration. Cloudflare prefixes are anycast-announced from hundreds of locations globally, raising the bar against single-vantage-point BGP hijacks. Any resulting misissuance of a browser-trusted certificate is subject to Certificate Transparency logging required by major browsers, and would be visible to CT monitoring. Mitigation: Customers requiring strict RFC 8657 enforcement need to disable Universal SSL on the affected zone. Universal SSL's automatic CAA management and customer-set RFC 8657 accounturi and validationmethods enforcement are mutually exclusive by the nature of the issue, so there is no in-product workaround that preserves both. Certificate Transparency monitoring is recommended for all customers as a general detection control. Credits: David Osipov (ORCID: https://orcid.org/0009-0005-2713-9242), independent researcher

Published

Date2026-07-01

Updated

Date2026-07-01

RISK INFORMATION (Score: )

cvss4

Base Score: 7.6

Complexity: HIGH

CVSS:4.0/AV:A/AC:H/AT:P/PR:N/UI:N/VC:H/VI:H/VA:N/SC:N/SI:N/SA:N/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X

Impact Score

Exploitability

REFERENCES

CVE-2026-14422

SUMMARY

Out of bounds read and write in Tint in Google Chrome prior to 150.0.7871.46 allowed a remote attacker to potentially perform out of bounds memory access via a crafted HTML page. (Chromium security severity: High)

Published

Date2026-07-01

Updated

Date2026-07-01

RISK INFORMATION (Score: )

Impact Score

Exploitability

REFERENCES

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