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Royal Alliance Associates

Royal Alliance Associates Vendor Cyber Rating & Cyber Score

royalalliance.com
in
Add Your Compliance Badge
ISO 27001
SOC 2 Type 1
SOC 2 Type 2
PCI DSS
HIPAA
GDPR

Put Our Strengths To Work For You. The high-performing professionals we serve rely on the resources we offer as a part of one of America ’s largest networks of independent advisors. Our customer-driven approach is focused on meeting the unique demands of your business; we never forget that supporting your business is our business. Our strengths, together with those of our valued advisors, provide powerful momentum to meet the next generation of challenges and opportunities. We are the broker-dealer with: • Our incredibly liberating All Ways Open ArchitectureSM • Flexible technology geared to your way of thinking • Proven resources to enhance your growth • Service and support that meets the unique demands of your business •


RAA A.I CyberSecurity Scoring

Incident Details
RAA
Company Information
Website:http://royalalliance.com/disclosures/socialmedia
Employees number:250
Number of followers:3,155
NAICS:52
Industry Type:Financial Services
Homepage:royalalliance.com
Cyber Premium EstimationGet Supply Chain
RAA Risk Score (AI oriented)
Between 700 and 749
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RAAFinancial Services
Updated:
30/03/2026
725/1000
Moderate
Ba
AaaAaABaaBaBCaaCaC
Powered by our proprietary A.I cyber incident model
✖ Insurance prefers TPRM score to calculate premium
RAA Global Score (TPRM)
xxxx
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RAAFinancial Services
•••
Score locked
Instant access to detailed risk factors
Vulnerabilities
Benchmark vs. industry & size peers
Findings

RAA
RAAModerate
Current Score
725Ba (MODERATE)
01000
1 incidents
0 avg impact
Incident timeline with MITRE ATT&CK tactics, techniques, and mitigations.
JULY 2026
727Before Incident
JUNE 2026
726Before Incident
MAY 2026
725Before Incident
APRIL 2026
725Before Incident
MARCH 2026
725Before Incident
FEBRUARY 2026
724Before Incident
JANUARY 2026
724Before Incident
DECEMBER 2025
722Before Incident
NOVEMBER 2025
722Before Incident
OCTOBER 2025
722Before Incident
SEPTEMBER 2025
721Before Incident
AUGUST 2025
720Before Incident
OCTOBER 2022
755Before Incident
Breach
01 Oct 2022 • RAA
Royal Alliance Associates

Royal Alliance Data Breach

686After Incident
CRITICAL-69
ROY191221022
Royal Alliance suffered a data breach on behalf of Financial Dimensions Group, Inc, a company registered with Royal Alliance to sell securities and offer investment advice. The incident compromised the names, addresses, dates of birth, driver’s license numbers, financial account numbers, Social Security numbers, and other information belonging to certain clients. However, Royal Alliance secured its email environment and launched an internal investigation to determine the impact of the incident.
INCIDENT DETAILS -
TYPE
Data Breach
IMPACT
namesaddressesdates of birthdriver’s license numbersfinancial account numbersSocial Security numbersother informationemail environment
DATA BREACH
Personally Identifiable InformationFinancial InformationSensitivity Of Data: Highnamesaddressesdates of birthdriver’s license numbersSocial Security numbers
REFERENCES
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