What is the official website of HilltopSecurities Clearing & Custody ?

The official website of HilltopSecurities Clearing & Custody is https://www.hilltopsecurities.com/clearing/.

What is HilltopSecurities Clearing & Custody's cybersecurity risk score?

HilltopSecurities Clearing & Custody has an AI-generated cybersecurity risk score of 755 out of 1000, indicating a Fair security posture according to Rankiteo's assessment.

How many security incidents has HilltopSecurities Clearing & Custody experienced?

According to Rankiteo, HilltopSecurities Clearing & Custody currently holds 0 security badges, indicating that no recognized compliance certifications are currently verified for the organization.

Has HilltopSecurities Clearing & Custody been affected by any supply chain cyber incidents ?

According to Rankiteo, HilltopSecurities Clearing & Custody has not been affected by any supply chain cyber incidents, and no incident IDs are currently listed for the organization.

Does HilltopSecurities Clearing & Custody have SOC 2 Type 1 certification ?

According to Rankiteo, HilltopSecurities Clearing & Custody is not certified under SOC 2 Type 1.

Does HilltopSecurities Clearing & Custody have SOC 2 Type 2 certification ?

According to Rankiteo, HilltopSecurities Clearing & Custody does not hold a SOC 2 Type 2 certification.

Does HilltopSecurities Clearing & Custody comply with GDPR ?

According to Rankiteo, HilltopSecurities Clearing & Custody is not listed as GDPR compliant.

Does HilltopSecurities Clearing & Custody have PCI DSS certification ?

According to Rankiteo, HilltopSecurities Clearing & Custody does not currently maintain PCI DSS compliance.

Does HilltopSecurities Clearing & Custody comply with HIPAA ?

According to Rankiteo, HilltopSecurities Clearing & Custody is not compliant with HIPAA regulations.

Does HilltopSecurities Clearing & Custody have ISO 27001 certification ?

According to Rankiteo,HilltopSecurities Clearing & Custody is not certified under ISO 27001, indicating the absence of a formally recognized information security management framework.

Which industry does HilltopSecurities Clearing & Custody operate in ?

HilltopSecurities Clearing & Custody operates primarily in the Financial Services industry.

How many employees does HilltopSecurities Clearing & Custody have ?

HilltopSecurities Clearing & Custody employs approximately 0 people worldwide.

Does HilltopSecurities Clearing & Custody own any subsidiaries ?

HilltopSecurities Clearing & Custody presently has no subsidiaries across any sectors.

How many LinkedIn followers does HilltopSecurities Clearing & Custody have ?

HilltopSecurities Clearing & Custody's official LinkedIn profile has approximately 42 followers.

What is the NAICS classification code for HilltopSecurities Clearing & Custody ?

HilltopSecurities Clearing & Custody is classified under the NAICS code 52, which corresponds to Finance and Insurance.

Does HilltopSecurities Clearing & Custody have a Crunchbase profile ?

No, HilltopSecurities Clearing & Custody does not have a profile on Crunchbase.

Does HilltopSecurities Clearing & Custody have a LinkedIn profile ?

Yes, HilltopSecurities Clearing & Custody maintains an official LinkedIn profile, which is actively utilized for branding and talent engagement, which can be accessed here: https://www.linkedin.com/company/hilltopsecurities-clearing-custody.

How many cybersecurity incidents has HilltopSecurities Clearing & Custody experienced ?

As of September 21, 2026, Rankiteo reports that HilltopSecurities Clearing & Custody has experienced 1 cybersecurity incidents.

How many peer or competitor companies does HilltopSecurities Clearing & Custody have ?

HilltopSecurities Clearing & Custody has an estimated 32,815 peer or competitor companies worldwide.

What types of cybersecurity incidents has HilltopSecurities Clearing & Custody faced ?

Incident Types: The types of cybersecurity incidents that have occurred include Cyber Attack.

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HCC

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755

/1000

Fair

780

/1000

Fair

HilltopSecurities Clearing & Custody Vendor Cyber Rating & Cyber Score

hilltopsecurities.com

Add Your Compliance Badge

HilltopSecurities provides comprehensive, customized clearing solutions for Broker-Dealers and RIAs. Our flexible technology platform, commitment to service, and direct access to senior management creates a culture that allows today’s financial professionals to flourish and serve their clients their way Above all, HilltopSecurities seeks to help financial professionals run a more efficient business while protecting and enhancing their relationships with their clients.

HCC

HilltopSecurities Clearing & Custody CyberSecurity News & History

Past Incidents

Attack Types

Entity

Type

Severity

Impact

Seen

Blog Details

Supply Chain Source

Incident Details

View

HilltopSecurities C...

Cyber Attack

7/2023

HIL445072625

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A.I.

HCC Company Scoring based on AI Models

Cyber Incidents Likelihood 3 - 6 - 9 months

Actual

Prediction

Incident Predictions locked

Access Monitoring Plan

A.I Risk Score Likelihood 3 - 6 - 9 months

Actual

Prediction A

Prediction B

Prediction C

Prediction D

A.I. Risk Score Predictions locked

Access Monitoring Plan

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Underwriter Stats for HCC

Incidents vs Financial Services Industry Avg (This Year)

No incidents recorded for HilltopSecurities Clearing & Custody in 2026.

Incidents vs All-Companies Average (This Year)

No incidents recorded for HilltopSecurities Clearing & Custody in 2026.

Incident Types HCC vs Financial Services Industry Avg (This Year)

No incidents recorded for HilltopSecurities Clearing & Custody in 2026.

Incident History - HCC (X = Date, Y = Severity)

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SUBSIDIARY

HilltopSecurities Clearing & Custody Subsidiaries

HCC

Financial Services

Website: https://www.hilltopsecurities.com/clearing/

Company Size: 0

Hilltop Securities Inc.Financial Services

HTS CommoditiesFinancial Services

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wellsfargoadvisors.com

With financial advisors serving our clients in all 50 states, Wells Fargo Advisors is headquartered in St. Louis. At the end of the day, we help our clients succeed financially. For us – our Financial Advisors and thousands of other team members – it's a commitment. It's about honoring our relationship with clients and being fully invested in their success. Investors’ needs are more complex now than at any time in history. There are the usual concerns that investors can plan for, but there are also those events when life happens. That’s why investors are increasingly looking for advice they can trust from a financial services firm which has experience and expertise, and an uncompromising dedication to its clients. Opinions and comments expressed by LinkedIn Members are those of the persons submitting them and do not necessarily represent our views. Additional guidelines can be found on wfa.com/social. Investment and Insurance Products are: * Not Insured by the FDIC or Any Federal Government Agency * Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate * Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested Wells Fargo recognizes and values the diversity of its employees, customers and business partners. EOE, M/F/D/V. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. © 2021 - 2025 Wells Fargo Clearing Services, LLC. All rights reserved. PM-09182026-6068127.2.1 Wells Fargo Investment Institute, Inc. (WFII) is a registered investment adviser and wholly-owned subsidiary of Wells Fargo Bank, N.A., a bank affiliate of Wells Fargo & Company.

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NEWS

HilltopSecurities Clearing & Custody CyberSecurity News

Latest updates, reports, and threat intel affecting the global network.

March 25, 2025 07:00 AM

Scaling Success: How HilltopSecurities Serves Firms of All Sizes

As Executive Managing Director and Head of Clearing, Custody & Lending at HilltopSecurities, Lana Calton has been responsible for the...

Read Article

September 05, 2024 07:00 AM

HilltopSecurities Welcomes Steven Kenny to Private Client Group

Hilltop Securities Inc. (Hilltop Securities) recently welcomed Jarrett Kovics and Thomas O'Connell to its Private Client Group.

Read Article

August 21, 2024 07:00 AM

Who Is HilltopSecurities? Q&A with Scott McCaffrey — Managing Director, Head of Momentum Independent Network

HilltopSecurities is a full-service municipal investment bank and wealth advisory firm and is a wholly owned subsidiary of Hilltop Holdings Inc. (NYSE: HTH).

Read Article

June 07, 2024 07:00 AM

Dallas’ HilltopSecurities Names Head of Its Bank Solutions in Memphis

Dallas-based HilltopSecurities announced it has added Managing Director Mat Parker as head of HilltopSecurities Bank Solutions in Memphis, Tenn.

Read Article

February 07, 2024 08:00 AM

HilltopSecurities Names Jason Lisec Head of Fixed Income Capital Markets

Hilltop Securities Inc. (HilltopSecurities) has named Executive Managing Director Jason Lisec as Head of Fixed Income Capital Markets.

Read Article

October 18, 2023 02:25 PM

Momentum Independent Network

Hilltop Securities Independent Network Inc.

Read Article

January 06, 2023 08:00 AM

Dallas-based Hilltop Holdings subsidiary gains $750M in assets

Momentum Independent Network will almost double its assets to more than $1.6 billion and add 33 professionals from NTB Financial Corp.

Read Article

January 05, 2023 08:00 AM

Momentum Independent Network Welcomes 33 Financial Professionals

DALLAS, Jan. 5, 2023 – Momentum Independent Network Inc. (MIN), an affiliate of Hilltop Securities Inc. (HilltopSecurities),...

Read Article

March 15, 2022 07:00 AM

How Hilltop’s John Muschalek Came to Own the Street You Live on

What if I told you that the number two muni firm in the nation was also the third largest clearing firm in the country, and one of the top...

Read Article

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CVE

Latest

Global CVEs (Not Company-Specific)

CVE-2026-94094

SUMMARY

A flaw has been found in OpenClaw up to 2026.9.5. Affected is the function createCanvasHostHandler of the file extensions/canvas/src/host/server.ts of the component Canvas Host Route. Executing a manipulation can lead to denial of service. The attack can be launched remotely. The exploit has been published and may be used. Fix suggestion's "streaming/size-limit" was never shipped - latest 2026.9.5 still buffers the whole file via readFile() (src/canvas/serve.runtime.ts:17,114), unlike the sibling WS path which caps at 64KB. The vendor was contacted early about this disclosure.

Published

Date2026-09-20

Updated

Date2026-09-20

RISK INFORMATION (Score: 4.3)

cvss2

Base Score: 4.0

Complexity: LOW

AV:N/AC:L/Au:S/C:N/I:N/A:P

cvss3

Base Score: 4.3

Complexity: LOW

CVSS:3.1/AV:N/AC:L/PR:L/UI:N/S:U/C:N/I:N/A:L

cvss4

Base Score: 2.1

Complexity: LOW

CVSS:4.0/AV:N/AC:L/AT:N/PR:L/UI:N/VC:N/VI:N/VA:L/SC:N/SI:N/SA:N/E:P/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X

Impact Score

1.4

Exploitability

2.8

REFERENCES

CVE-2026-94093

SUMMARY

A security vulnerability has been detected in DLR-RM stable-baselines3 up to 2.9.0. This affects the function PPO.load/load_replay_buffer/VecNormalize.load of the file save_util.py. Such manipulation leads to deserialization. It is possible to launch the attack remotely. The exploit has been disclosed publicly and may be used. In v2.9.0 the PyTorch tensor load path is hardened (weights_only=True), but that hardening was later reverted on master via PR #1913 "Hotfix: revert loading with weights_only=True" [blocked] to fix PyTorch 1.13 compat - so even the one "safe" path is inconsistent across versions. #2281 was closed as a duplicate of #1831 since both are unsafe pickle deserialization - but #1831's fix (PR #41) only gated the Hugging Face Hub loader in the separate huggingface_sb3 package. This finding covers the core stable_baselines3 load APIs (PPO.load, load_replay_buffer, VecNormalize.load), which have no safe mode or gate and remained exploitable in v2.9.0 until the outstanding hardening (PR #2264) ships.

Published

Date2026-09-20

Updated

Date2026-09-20

RISK INFORMATION (Score: 6.3)

cvss2

Base Score: 7.5

Complexity: LOW

AV:N/AC:L/Au:N/C:P/I:P/A:P

cvss3

Base Score: 6.3

Complexity: LOW

CVSS:3.1/AV:N/AC:L/PR:N/UI:R/S:U/C:L/I:L/A:L

cvss4

Base Score: 2.1

Complexity: LOW

CVSS:4.0/AV:N/AC:L/AT:N/PR:N/UI:P/VC:L/VI:L/VA:L/SC:N/SI:N/SA:N/E:P/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X

Impact Score

3.4

Exploitability

2.8

REFERENCES

CVE-2026-94092

SUMMARY

A vulnerability was detected in dmlc dgl up to 2.1.0. This impacts the function load_info/_read_torch_data of the file utils.py. Performing a manipulation of the argument path results in deserialization. The attack can be initiated remotely. The exploit is now public and may be used. The project was informed of the problem early through an issue report but has not responded yet.

Published

Date2026-09-20

Updated

Date2026-09-20

RISK INFORMATION (Score: 5.5)

cvss2

Base Score: 6.5

Complexity: LOW

AV:N/AC:L/Au:S/C:P/I:P/A:P

cvss3

Base Score: 5.5

Complexity: LOW

CVSS:3.1/AV:N/AC:L/PR:L/UI:R/S:U/C:L/I:L/A:L

cvss4

Base Score: 2.0

Complexity: LOW

CVSS:4.0/AV:N/AC:L/AT:N/PR:L/UI:P/VC:L/VI:L/VA:L/SC:N/SI:N/SA:N/E:P/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X

Impact Score

3.4

Exploitability

2.1

REFERENCES

CVE-2026-94091

SUMMARY

A weakness has been identified in piskvorky gensim up to 4.4.0. The impacted element is the function Load of the file gensim/utils.py of the component Model Loader. This manipulation of the argument fname causes deserialization. It is possible to initiate the attack remotely. The exploit has been made available to the public and could be used for attacks. Maintainer closed #3663 same-day with no comment, PR, or fix; repo's last push (2025-11-01) predates the report, so the unsafe pickle.load in SaveLoad.load remains unguarded at develop HEAD.

Published

Date2026-09-20

Updated

Date2026-09-20

RISK INFORMATION (Score: 5.5)

cvss2

Base Score: 6.5

Complexity: LOW

AV:N/AC:L/Au:S/C:P/I:P/A:P

cvss3

Base Score: 5.5

Complexity: LOW

CVSS:3.1/AV:N/AC:L/PR:L/UI:R/S:U/C:L/I:L/A:L

cvss4

Base Score: 2.0

Complexity: LOW

CVSS:4.0/AV:N/AC:L/AT:N/PR:L/UI:P/VC:L/VI:L/VA:L/SC:N/SI:N/SA:N/E:P/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X

Impact Score

3.4

Exploitability

2.1

REFERENCES

CVE-2026-94090

SUMMARY

A security flaw has been discovered in JusticeRage Manalyze 1.0.0. The affected element is the function PE::_parse_debug of the file manape/pe.cpp of the component PE Parser. The manipulation of the argument misc.Length results in integer underflow. The attack may be performed from remote. The patch is identified as 3e299685759f4f767088871de58c5d07f98ee382. A patch should be applied to remediate this issue.

Published

Date2026-09-20

Updated

Date2026-09-20

RISK INFORMATION (Score: 6.3)

cvss2

Base Score: 7.5

Complexity: LOW

AV:N/AC:L/Au:N/C:P/I:P/A:P

cvss3

Base Score: 6.3

Complexity: LOW

CVSS:3.1/AV:N/AC:L/PR:N/UI:R/S:U/C:L/I:L/A:L

cvss4

Base Score: 5.3

Complexity: LOW

CVSS:4.0/AV:N/AC:L/AT:N/PR:N/UI:P/VC:L/VI:L/VA:L/SC:N/SI:N/SA:N/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X

Impact Score

3.4

Exploitability

2.8

REFERENCES

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HilltopSecurities Clearing & Custody Vendor Cyber Rating & Cyber Score

HCC A.I CyberSecurity Scoring

HilltopSecurities Clearing & Custody CyberSecurity News & History

HCC Company Scoring based on AI Models

Cyber Incidents Likelihood 3 - 6 - 9 months

Incident Predictions locked

A.I Risk Score Likelihood 3 - 6 - 9 months

A.I. Risk Score Predictions locked

Underwriter Stats for HCC

Incidents vs Financial Services Industry Avg (This Year)

Incidents vs All-Companies Average (This Year)

Incident Types HCC vs Financial Services Industry Avg (This Year)

Incident History - HCC (X = Date, Y = Severity)

HilltopSecurities Clearing & Custody Subsidiaries

HCC

HilltopSecurities Clearing & Custody Similar Companies

Wells Fargo Advisors

Global Payments Inc.

Raymond James

Principal Financial Group

Lloyds Banking Group

Cholamandalam Investment and Finance Company Limited

Western Union

Pru Life UK

PT. Pegadaian

HilltopSecurities Clearing & Custody CyberSecurity News

Scaling Success: How HilltopSecurities Serves Firms of All Sizes

HilltopSecurities Welcomes Steven Kenny to Private Client Group

Who Is HilltopSecurities? Q&A with Scott McCaffrey — Managing Director, Head of Momentum Independent Network

Dallas’ HilltopSecurities Names Head of Its Bank Solutions in Memphis

HilltopSecurities Names Jason Lisec Head of Fixed Income Capital Markets

Momentum Independent Network

Dallas-based Hilltop Holdings subsidiary gains $750M in assets

Momentum Independent Network Welcomes 33 Financial Professionals

How Hilltop’s John Muschalek Came to Own the Street You Live on

Global CVEs (Not Company-Specific)

Access Data Using Our API

What Do We Measure ?

These are some of the factors we use to calculate the overall score:

Rankiteo

HilltopSecurities Clearing & Custody CyberSecurity News & History

HCC Company Scoring based on AI Models

Cyber Incidents Likelihood 3 - 6 - 9 months

Incident Predictions locked

A.I Risk Score Likelihood 3 - 6 - 9 months

A.I. Risk Score Predictions locked

Underwriter Stats for HCC

Incidents vs Financial Services Industry Avg (This Year)

Incidents vs All-Companies Average (This Year)

Incident Types HCC vs Financial Services Industry Avg (This Year)

Incident History - HCC (X = Date, Y = Severity)

HilltopSecurities Clearing & Custody Subsidiaries

HCC

HilltopSecurities Clearing & Custody Similar Companies

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Global Payments Inc.

Raymond James

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Lloyds Banking Group

Cholamandalam Investment and Finance Company Limited

Western Union

Pru Life UK

PT. Pegadaian

HilltopSecurities Clearing & Custody CyberSecurity News

Scaling Success: How HilltopSecurities Serves Firms of All Sizes

HilltopSecurities Welcomes Steven Kenny to Private Client Group

Who Is HilltopSecurities? Q&A with Scott McCaffrey — Managing Director, Head of Momentum Independent Network

Dallas’ HilltopSecurities Names Head of Its Bank Solutions in Memphis

HilltopSecurities Names Jason Lisec Head of Fixed Income Capital Markets

Momentum Independent Network

Dallas-based Hilltop Holdings subsidiary gains $750M in assets

Momentum Independent Network Welcomes 33 Financial Professionals

How Hilltop’s John Muschalek Came to Own the Street You Live on

Global CVEs (Not Company-Specific)

Access Data Using Our API

What Do We Measure ?

These are some of the factors we use to calculate the overall score:

Rankiteo