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Comparison Overview

HilltopSecurities Clearing & CustodyHilltopSecurities Clearing & Custody
VS
Principal Financial GroupPrincipal Financial Group
HilltopSecurities Clearing & Custody

HilltopSecurities Clearing & Custody

717 N Harwood St, Dallas, Texas, 75201, US

Last Update: 29/10/2025

View Profile
755/1000Fair

HilltopSecurities provides comprehensive, customized clearing solutions for Broker-Dealers and RIAs. Our flexible technology platform, commitment to service, and direct access to senior management creates a culture that allows today’s financial professionals to flouris...

NAICS:52
NAICS Definition:Finance and Insurance
Employees:0
Subsidiaries:2
12-month incidents
0
Known data breaches
0
Attack type number
0
Principal Financial Group

Principal Financial Group

711 High St., Des Moines, Iowa, US, 50309

Last Update: 14/09/2026

View Profile
Between 700 and 749
http://www.principal.com
714/1000Moderate

Principal Financial Group® is dedicated to improving the wealth and well-being of people and businesses around the world—helping more than 62M customers plan, protect, invest, and retire as of December 31, 2023. Along the way, we commit to supporting the communities whe...

NAICS:52
NAICS Definition:Finance and Insurance
Employees:23,891
Subsidiaries:4
12-month incidents
0
Known data breaches
4
Attack type number
1

Compliance Ranges Comparison

Based On Specific Ai Models Category
HilltopSecurities Clearing & Custody

HilltopSecurities Clearing & Custody

-
ISO 27001Not verified
ISO 27001
-
SOC2 Type 1Not verified
SOC2 Type 1
-
SOC2 Type 2Not verified
SOC2 Type 2
-
GDPRNot verified
GDPR
-
PCI DSSNot verified
PCI DSS
-
HIPAANot verified
HIPAA
Principal Financial Group

Principal Financial Group

-
ISO 27001Not verified
ISO 27001
-
SOC2 Type 1Not verified
SOC2 Type 1
-
SOC2 Type 2Not verified
SOC2 Type 2
-
GDPRNot verified
GDPR
-
PCI DSSNot verified
PCI DSS
-
HIPAANot verified
HIPAA

Benchmark & Cyber Underwriting Signals

Incidents vs Financial Services Industry Avg (This Year)

No incidents recorded for HilltopSecurities Clearing & Custody in 2026.

Incidents

Incidents vs Financial Services Industry Avg (This Year)

No incidents recorded for Principal Financial Group in 2026.

Incidents

Incident History - HilltopSecurities Clearing & Custody (X = Date, Y = Severity)

HilltopSecurities Clearing & Custody cyber incidents detection timeline including parent company and subsidiaries.

R - Ransomware
C - Cyber Attack
D - Data Breach
V - Vulnerability

Incident History - Principal Financial Group (X = Date, Y = Severity)

Principal Financial Group cyber incidents detection timeline including parent company and subsidiaries.

R - Ransomware
C - Cyber Attack
D - Data Breach
V - Vulnerability

Notable Incidents

Last Cyber / HR Incidents / Global...
HilltopSecurities Clearing & Custody

HilltopSecurities Clearing & Custody

Incidents
No explicit notable incidents reported.
Principal Financial Group

Principal Financial Group

Incidents
🔒 Incident : Breach
PRI131072625
🔒 Incident : Breach
PRI956091725
🔒 Incident : Breach
PRI1009091725

FAQ

Between HilltopSecurities Clearing & Custody company and Principal Financial Group company, which one has the best AI Cybersecurity Score ?
Between HilltopSecurities Clearing & Custody company and Principal Financial Group company, which one has experienced more cyber incidents in the past ?
Between HilltopSecurities Clearing & Custody company and Principal Financial Group company, which one has experienced more cyber incidents this year ?
Between HilltopSecurities Clearing & Custody company and Principal Financial Group company, which one has experienced at least one ransomware attack ?
Between HilltopSecurities Clearing & Custody company and Principal Financial Group company, which one has experienced at least one data breach ?
Between HilltopSecurities Clearing & Custody company and Principal Financial Group company, which one has experienced at least one targeted cyberattack ?
Between HilltopSecurities Clearing & Custody company and Principal Financial Group company, which one has experienced at least one vulnerability ?
Between HilltopSecurities Clearing & Custody company and Principal Financial Group company, which one holds the most compliance certifications ?
Between HilltopSecurities Clearing & Custody company and Principal Financial Group company, which one holds the fewest compliance certifications ?
Between HilltopSecurities Clearing & Custody company and Principal Financial Group company, which one has the most subsidiaries ?
Between HilltopSecurities Clearing & Custody company and Principal Financial Group company, which one has the largest number of employees ?
Between HilltopSecurities Clearing & Custody and Principal Financial Group, which company holds both SOC 2 Type 1 certifications ?
Between HilltopSecurities Clearing & Custody and Principal Financial Group, which company holds both SOC 2 Type 2 certifications ?
Which company is ISO 27001 certified - HilltopSecurities Clearing & Custody or Principal Financial Group ?
Which company is PCI DSS compliant - HilltopSecurities Clearing & Custody or Principal Financial Group ?
Between HilltopSecurities Clearing & Custody and Principal Financial Group, which company complies with HIPAA regulations for healthcare data ?
Between HilltopSecurities Clearing & Custody and Principal Financial Group, which company complies with GDPR requirements ?

Latest Global CVEs

CVE-2026-108773
SUMMARY

A vulnerability was detected in erzhongxmu JEEWMS up to 2026.09.27-W39. Impacted is the function docheck of the file src/main/java/com/zzjee/wm/controller/WmOmNoticeHController.java. Performing a manipulation of the argument goodscode results in sql injection. The attack may be initiated remotely. The exploit is now public and may be used. The vendor was contacted early about this disclosure but did not respond in any way.

PUBLISHED
Date2026-10-11
UPDATED
Date2026-10-11
RISK INFORMATION (Score: 6.3)
CVSS2
Base Score: 6.5
Complexity: LOW
AV:N/AC:L/Au:S/C:P/I:P/A:P
CVSS3
Base Score: 6.3
Complexity: LOW
CVSS:3.1/AV:N/AC:L/PR:L/UI:N/S:U/C:L/I:L/A:L
CVSS4
Base Score: 2.1
Complexity: LOW
CVSS:4.0/AV:N/AC:L/AT:N/PR:L/UI:N/VC:L/VI:L/VA:L/SC:N/SI:N/SA:N/E:P/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
IMPACT SCORE
3.4
EXPLOITABILITY
2.8
CVE-2026-108772
SUMMARY

A security vulnerability has been detected in bleenco abstruse up to 2.1.0. This issue affects the function filepath.Join of the file server/api/worker/download_cache.go of the component Cache Endpoint. Such manipulation of the argument File leads to path traversal. The attack can be launched remotely. The exploit has been disclosed publicly and may be used. The vendor was contacted early about this disclosure but did not respond in any way.

PUBLISHED
Date2026-10-11
UPDATED
Date2026-10-11
RISK INFORMATION (Score: 5.3)
CVSS2
Base Score: 5.0
Complexity: LOW
AV:N/AC:L/Au:N/C:P/I:N/A:N
CVSS3
Base Score: 5.3
Complexity: LOW
CVSS:3.1/AV:N/AC:L/PR:N/UI:N/S:U/C:L/I:N/A:N
CVSS4
Base Score: 5.5
Complexity: LOW
CVSS:4.0/AV:N/AC:L/AT:N/PR:N/UI:N/VC:L/VI:N/VA:N/SC:N/SI:N/SA:N/E:P/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
IMPACT SCORE
1.4
EXPLOITABILITY
3.9
CVE-2026-108770
SUMMARY

A weakness has been identified in Appwrite up to 2.3.0. This vulnerability affects the function PublicHostname of the file src/Appwrite/Platform/Modules/Avatars/Http/Screenshots/Get.php of the component Browser Screenshot Service. This manipulation of the argument url causes server-side request forgery. The attack can be initiated remotely. Upgrading to version 2.4.0 is able to resolve this issue. Patch name: 393255e7302ae5503331d45802e2eee01c6a47fe. You should upgrade the affected component.

PUBLISHED
Date2026-10-11
UPDATED
Date2026-10-11
RISK INFORMATION (Score: 5.3)
CVSS2
Base Score: 5.0
Complexity: LOW
AV:N/AC:L/Au:N/C:P/I:N/A:N
CVSS3
Base Score: 5.3
Complexity: LOW
CVSS:3.1/AV:N/AC:L/PR:N/UI:N/S:U/C:L/I:N/A:N
CVSS4
Base Score: 6.9
Complexity: LOW
CVSS:4.0/AV:N/AC:L/AT:N/PR:N/UI:N/VC:L/VI:N/VA:N/SC:N/SI:N/SA:N/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
IMPACT SCORE
1.4
EXPLOITABILITY
3.9
CVE-2026-108978
SUMMARY

Heap-based buffer overflow vulnerability in Samsung Opensource rlottie allows Buffer Overflow via Environment Variables. This issue affects rlottie: e57b094f03c39a751a1fded6f7d6c13f1ed95ec9.

PUBLISHED
Date2026-10-11
UPDATED
Date2026-10-11
RISK INFORMATION (Score: 5.5)
CVSS3
Base Score: 5.5
Complexity: LOW
CVSS:3.1/AV:L/AC:L/PR:N/UI:R/S:U/C:N/I:N/A:H
IMPACT SCORE
3.6
EXPLOITABILITY
1.8
CVE-2026-108769
SUMMARY

A security flaw has been discovered in zhayujie CowAgent up to 2.2.0. This affects an unknown part of the file Markdown.tsx of the component Markdown Rendering. The manipulation results in denial of service. It is possible to launch the attack remotely. The exploit has been released to the public and may be used for attacks. The vendor was contacted early about this disclosure but did not respond in any way.

PUBLISHED
Date2026-10-11
UPDATED
Date2026-10-11
RISK INFORMATION (Score: 4.3)
CVSS2
Base Score: 4.0
Complexity: LOW
AV:N/AC:L/Au:S/C:N/I:N/A:P
CVSS3
Base Score: 4.3
Complexity: LOW
CVSS:3.1/AV:N/AC:L/PR:L/UI:N/S:U/C:N/I:N/A:L
CVSS4
Base Score: 2.1
Complexity: LOW
CVSS:4.0/AV:N/AC:L/AT:N/PR:L/UI:N/VC:N/VI:N/VA:L/SC:N/SI:N/SA:N/E:P/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
IMPACT SCORE
1.4
EXPLOITABILITY
2.8