PFG
Company Details
Linkedin ID:
principalfinancialgroup
Website:
Employees number:
23,643
Number of followers:
193,437
NAICS:
52
Industry Type:
Homepage:
principal.com
IP Addresses:
53
Company ID:
PRI_1369230
Scan Status:
Completed
Principal Financial Group Company CyberSecurity Posture
principal.com
Principal Financial Group® is dedicated to improving the wealth and well-being of people and businesses around the world—helping more than 62M customers plan, protect, invest, and retire as of December 31, 2023. Along the way, we commit to supporting the communities where we do business. Improving our planet. And building a diverse, inclusive workforce. We’re proud to be recognized as a Best Place to Work in Money Management by Pensions & Investments for the 11th consecutive year, an Ethisphere World’s Most Ethical Companies for the 12th time and as Forbes The Best Employers for Diversity 2023. Disclosure: Insurance products issued by Principal National Life Insurance Company (except in NY) and Principal Life Insurance Company®. Plan administrative services offered by Principal Life. Principal Funds, Inc. is distributed by Principal Funds Distributor, Inc. Securities offered through Principal Securities, Inc., member SIPC and/or independent broker/dealers. Investment advisory services are offered through Principal Global Investors, LLC or its affiliates. Principal Asset Management℠ is a trade name of Principal Global Investors, LLC. Referenced companies are members of the Principal Financial Group®, Des Moines, IA 50392. ©2024 Principal Financial Services, Inc. Principal Financial Group Foundation, Inc. ("Principal® Foundation") is a duly recognized 501(c)(3) entity focused on providing philanthropic support to programs that build financial security in the communities where Principal Financial Group, Inc. ("Principal") operates. While Principal Foundation receives funding from Principal, Principal Foundation is a distinct, independent, charitable entity. Principal Foundation does not practice any form of investment advisory services and is not authorized to do so. https://www.principal.com/social-media-disclosures
Principal Financial Group A.I CyberSecurity Scoring
PFG Risk Score (AI oriented)Between 700 and 749
PFG
Updated:
- Powered by our proprietary A.I cyber incident model
- Insurance preferes TPRM score to calculate premium
PFG Global Score (TPRM)XXXX
PFG
- Instant access to detailed risk factors
- Benchmark vs. industry & size peers
- Vulnerabilities
- Findings
PFG Company CyberSecurity News & History
Past Incidents
4
Attack Types
1
Principal Financial Services, Inc.
Breach
Rankiteo Explanation
Attack without any consequences
Description: The Washington State Office of the Attorney General reported that Principal Financial Group experienced a data breach on November 23, 2019, due to a software coding issue that inadvertently displayed personal information of 583 customers. The breach persisted until January 6, 2020, affecting names and Social Security numbers but reportedly did not result in any loss or theft of information.
Principal Life Insurance Company
Breach
Rankiteo Explanation
Attack limited on finance or reputation
Description: The Maine Office of the Attorney General reported a data breach at Principal Life Insurance Company on February 11, 2022. The breach involved the inadvertent disclosure of personal information, including Social Security Numbers, affecting 137 individuals in total, with 1 resident affected. Identity theft protection services were offered for 24 months following the breach notification sent on March 15, 2022.
Principal Financial Group
Breach
Rankiteo Explanation
Attack with significant impact with internal employee data leaks
Description: On July 6, 2021, Principal Financial Group experienced a data breach when an employee inadvertently exposed sensitive personal information of two Maine residents via a Facebook post. The compromised data, displayed on the employee’s computer screen, included names, dates of birth, and Social Security numbers—highly sensitive details that could facilitate identity theft or financial fraud. The breach was reported to the Maine Office of the Attorney General on July 22, 2021. Affected individuals were offered one year of credit monitoring through Equifax as a remedial measure. While the incident involved a limited number of victims, the exposure of Social Security numbers elevates the risk of long-term harm, including potential fraud or misuse of personal identities. The breach stemmed from human error rather than a targeted cyber attack, but the unintentional disclosure of such critical data underscores vulnerabilities in internal data-handling protocols and employee awareness training.
Principal Life Insurance Company
Breach
Rankiteo Explanation
Attack with significant impact with customers data leaks
Description: On May 11, 2021, Principal Financial Group experienced a data breach due to the inadvertent disclosure of personally identifiable information (PII). The incident, reported to the Maine Office of the Attorney General on May 25, 2021, exposed the first names, last names, and Social Security numbers of three Maine residents. Such sensitive data exposure poses a significant risk of identity theft, prompting the company to offer affected individuals one year of identity theft protection services. The breach highlights vulnerabilities in data handling practices, particularly concerning the safeguarding of critical personal identifiers. While the scale of the breach was limited to three individuals, the nature of the compromised data—Social Security numbers—elevates the potential for severe consequences, including financial fraud and long-term identity misuse. The company’s response included mitigative measures, but the incident underscores the ongoing challenges in protecting sensitive customer information from unintended disclosures.
PFG Company Scoring based on AI Models
Cyber Incidents Likelihood 3 - 6 - 9 months
A.I Risk Score Likelihood 3 - 6 - 9 months
Underwriter Stats for PFG
Incidents vs Financial Services Industry Average (This Year)
No incidents recorded for Principal Financial Group in 2025.
Incidents vs All-Companies Average (This Year)
No incidents recorded for Principal Financial Group in 2025.
Incident Types PFG vs Financial Services Industry Avg (This Year)
No incidents recorded for Principal Financial Group in 2025.
Incident History — PFG (X = Date, Y = Severity)
PFG cyber incidents detection timeline including parent company and subsidiaries
PFG Company Subsidiaries
Principal Financial Group® is dedicated to improving the wealth and well-being of people and businesses around the world—helping more than 62M customers plan, protect, invest, and retire as of December 31, 2023. Along the way, we commit to supporting the communities where we do business. Improving our planet. And building a diverse, inclusive workforce. We’re proud to be recognized as a Best Place to Work in Money Management by Pensions & Investments for the 11th consecutive year, an Ethisphere World’s Most Ethical Companies for the 12th time and as Forbes The Best Employers for Diversity 2023. Disclosure: Insurance products issued by Principal National Life Insurance Company (except in NY) and Principal Life Insurance Company®. Plan administrative services offered by Principal Life. Principal Funds, Inc. is distributed by Principal Funds Distributor, Inc. Securities offered through Principal Securities, Inc., member SIPC and/or independent broker/dealers. Investment advisory services are offered through Principal Global Investors, LLC or its affiliates. Principal Asset Management℠ is a trade name of Principal Global Investors, LLC. Referenced companies are members of the Principal Financial Group®, Des Moines, IA 50392. ©2024 Principal Financial Services, Inc. Principal Financial Group Foundation, Inc. ("Principal® Foundation") is a duly recognized 501(c)(3) entity focused on providing philanthropic support to programs that build financial security in the communities where Principal Financial Group, Inc. ("Principal") operates. While Principal Foundation receives funding from Principal, Principal Foundation is a distinct, independent, charitable entity. Principal Foundation does not practice any form of investment advisory services and is not authorized to do so. https://www.principal.com/social-media-disclosures
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Frequently Asked Questions
Explore insights on cybersecurity incidents, risk posture, and Rankiteo's assessments.
PFG CyberSecurity History Information
Official Website of Principal Financial Group
The official website of Principal Financial Group is http://www.principal.com.
Principal Financial Group’s AI-Generated Cybersecurity Score
According to Rankiteo, Principal Financial Group’s AI-generated cybersecurity score is 700, reflecting their Moderate security posture.
How many security badges does Principal Financial Group’ have ?
According to Rankiteo, Principal Financial Group currently holds 0 security badges, indicating that no recognized compliance certifications are currently verified for the organization.
Does Principal Financial Group have SOC 2 Type 1 certification ?
According to Rankiteo, Principal Financial Group is not certified under SOC 2 Type 1.
Does Principal Financial Group have SOC 2 Type 2 certification ?
According to Rankiteo, Principal Financial Group does not hold a SOC 2 Type 2 certification.
Does Principal Financial Group comply with GDPR ?
According to Rankiteo, Principal Financial Group is not listed as GDPR compliant.
Does Principal Financial Group have PCI DSS certification ?
According to Rankiteo, Principal Financial Group does not currently maintain PCI DSS compliance.
Does Principal Financial Group comply with HIPAA ?
According to Rankiteo, Principal Financial Group is not compliant with HIPAA regulations.
Does Principal Financial Group have ISO 27001 certification ?
According to Rankiteo,Principal Financial Group is not certified under ISO 27001, indicating the absence of a formally recognized information security management framework.
Industry Classification of Principal Financial Group
Principal Financial Group operates primarily in the Financial Services industry.
Number of Employees at Principal Financial Group
Principal Financial Group employs approximately 23,643 people worldwide.
Subsidiaries Owned by Principal Financial Group
Principal Financial Group presently has no subsidiaries across any sectors.
Principal Financial Group’s LinkedIn Followers
Principal Financial Group’s official LinkedIn profile has approximately 193,437 followers.
NAICS Classification of Principal Financial Group
Principal Financial Group is classified under the NAICS code 52, which corresponds to Finance and Insurance.
Principal Financial Group’s Presence on Crunchbase
No, Principal Financial Group does not have a profile on Crunchbase.
Principal Financial Group’s Presence on LinkedIn
Yes, Principal Financial Group maintains an official LinkedIn profile, which is actively utilized for branding and talent engagement, which can be accessed here: https://www.linkedin.com/company/principalfinancialgroup.
Cybersecurity Incidents Involving Principal Financial Group
As of December 11, 2025, Rankiteo reports that Principal Financial Group has experienced 4 cybersecurity incidents.
Number of Peer and Competitor Companies
Principal Financial Group has an estimated 30,347 peer or competitor companies worldwide.
What types of cybersecurity incidents have occurred at Principal Financial Group ?
Incident Types: The types of cybersecurity incidents that have occurred include Breach.
How does Principal Financial Group detect and respond to cybersecurity incidents ?
Detection and Response: The company detects and responds to cybersecurity incidents through an communication strategy with breach notification sent on march 15, 2022, and third party assistance with equifax (credit monitoring services), and remediation measures with offered 1 year of credit monitoring to affected individuals, and communication strategy with public disclosure via maine ag office, and remediation measures with offered identity theft protection services for one year to affected individuals, and communication strategy with public disclosure via maine office of the attorney general..
Incident Details
Can you provide details on each incident ?
Title: Principal Life Insurance Company Data Breach
Description: The Maine Office of the Attorney General reported that Principal Life Insurance Company experienced a data breach involving inadvertent disclosure of personal information on February 11, 2022. The breach affected 137 individuals in total, with 1 resident affected, and included Social Security Numbers. Identity theft protection services were offered for 24 months following the breach notification sent on March 15, 2022.
Date Detected: 2022-02-11
Date Publicly Disclosed: 2022-03-15
Type: Data Breach
Attack Vector: Inadvertent Disclosure
Title: Principal Financial Group Data Breach
Description: A software coding issue inadvertently displayed personal information of 583 customers, including names and Social Security numbers.
Date Detected: 2019-11-23
Date Resolved: 2020-01-06
Type: Data Breach
Attack Vector: Software Coding Issue
Vulnerability Exploited: Software Coding Issue
Title: Principal Financial Group Data Breach (2021)
Description: The Maine Office of the Attorney General reported a data breach involving Principal Financial Group on July 22, 2021. The breach occurred on July 6, 2021, due to personal information being inadvertently displayed on a Principal employee's computer screen in a Facebook post, affecting 2 Maine residents. Compromised information included names, dates of birth, and Social Security numbers, and impacted individuals were offered one year of credit monitoring services from Equifax.
Date Detected: 2021-07-06
Date Publicly Disclosed: 2021-07-22
Type: Data Breach (Unintentional Disclosure)
Attack Vector: Human Error (Inadvertent Exposure via Social Media)
Title: Principal Financial Group Data Breach (May 2021)
Description: On May 25, 2021, the Maine Office of the Attorney General reported a data breach involving Principal Financial Group. The breach occurred on May 11, 2021, due to inadvertent disclosure of personally identifiable information (PII) affecting three Maine residents. The exposed data included first names, last names, and Social Security numbers. Identity theft protection services were offered to the affected individuals for one year.
Date Detected: 2021-05-11
Date Publicly Disclosed: 2021-05-25
Type: Data Breach
Attack Vector: Inadvertent Disclosure
What are the most common types of attacks the company has faced ?
Common Attack Types: The most common types of attacks the company has faced is Breach.
Impact of the Incidents
What was the impact of each incident ?
Incident : Data Breach PRI131072625
Data Compromised: Social security numbers
Identity Theft Risk: High
Incident : Data Breach PRI207072725
Data Compromised: Names, Social security numbers
Incident : Data Breach (Unintentional Disclosure) PRI956091725
Data Compromised: Names, Dates of birth, Social security numbers
Brand Reputation Impact: Potential (Limited to 2 individuals)
Identity Theft Risk: High (PII exposed)
Incident : Data Breach PRI1009091725
Data Compromised: First names, Last names, Social security numbers
Brand Reputation Impact: Potential reputational harm due to exposure of sensitive PII
Identity Theft Risk: High (PII including SSNs exposed)
What types of data are most commonly compromised in incidents ?
Commonly Compromised Data Types: The types of data most commonly compromised in incidents are Social Security Numbers, Names, Social Security Numbers, , Personally Identifiable Information (Pii), , Personally Identifiable Information (Pii) and .
Which entities were affected by each incident ?
Incident : Data Breach PRI131072625
Entity Name: Principal Life Insurance Company
Entity Type: Insurance Company
Industry: Insurance
Customers Affected: 137
Incident : Data Breach PRI207072725
Entity Name: Principal Financial Group
Entity Type: Financial Services
Industry: Finance
Customers Affected: 583
Incident : Data Breach (Unintentional Disclosure) PRI956091725
Entity Name: Principal Financial Group
Entity Type: Financial Services
Industry: Insurance/Investment Management
Location: Des Moines, Iowa, USA
Customers Affected: 2 (Maine residents)
Incident : Data Breach (Unintentional Disclosure) PRI956091725
Entity Name: Maine Office of the Attorney General
Entity Type: Government (State Regulatory Body)
Industry: Legal/Regulatory
Location: Augusta, Maine, USA
Incident : Data Breach PRI1009091725
Entity Name: Principal Financial Group
Entity Type: Financial Services
Industry: Insurance and Investment Management
Location: Des Moines, Iowa, USA
Customers Affected: 3 (Maine residents)
Response to the Incidents
What measures were taken in response to each incident ?
Incident : Data Breach PRI131072625
Communication Strategy: Breach notification sent on March 15, 2022
Incident : Data Breach (Unintentional Disclosure) PRI956091725
Third Party Assistance: Equifax (Credit Monitoring Services)
Remediation Measures: Offered 1 year of credit monitoring to affected individuals
Communication Strategy: Public disclosure via Maine AG office
Incident : Data Breach PRI1009091725
Remediation Measures: Offered identity theft protection services for one year to affected individuals
Communication Strategy: Public disclosure via Maine Office of the Attorney General
How does the company involve third-party assistance in incident response ?
Third-Party Assistance: The company involves third-party assistance in incident response through Equifax (Credit Monitoring Services).
Data Breach Information
What type of data was compromised in each breach ?
Incident : Data Breach PRI131072625
Type of Data Compromised: Social Security Numbers
Number of Records Exposed: 137
Sensitivity of Data: High
Personally Identifiable Information: Social Security Numbers
Incident : Data Breach PRI207072725
Type of Data Compromised: Names, Social security numbers
Number of Records Exposed: 583
Sensitivity of Data: High
Incident : Data Breach (Unintentional Disclosure) PRI956091725
Type of Data Compromised: Personally identifiable information (pii)
Number of Records Exposed: 2
Sensitivity of Data: High (SSNs included)
Data Exfiltration: No (Unintentional display)
Personally Identifiable Information: NamesDates of BirthSocial Security Numbers
Incident : Data Breach PRI1009091725
Type of Data Compromised: Personally identifiable information (pii)
Number of Records Exposed: 3
Sensitivity of Data: High (includes Social Security Numbers)
Personally Identifiable Information: First NamesLast NamesSocial Security Numbers
What measures does the company take to prevent data exfiltration ?
Prevention of Data Exfiltration: The company takes the following measures to prevent data exfiltration: Offered 1 year of credit monitoring to affected individuals, Offered identity theft protection services for one year to affected individuals.
Regulatory Compliance
Were there any regulatory violations and fines imposed for each incident ?
Incident : Data Breach PRI131072625
Regulatory Notifications: Maine Office of the Attorney General
Incident : Data Breach (Unintentional Disclosure) PRI956091725
Regulatory Notifications: Maine Office of the Attorney General
Incident : Data Breach PRI1009091725
Regulatory Notifications: Maine Office of the Attorney General
References
Where can I find more information about each incident ?
Incident : Data Breach PRI131072625
Source: Maine Office of the Attorney General
Incident : Data Breach PRI207072725
Source: Washington State Office of the Attorney General
Incident : Data Breach (Unintentional Disclosure) PRI956091725
Source: Maine Office of the Attorney General
Incident : Data Breach PRI1009091725
Source: Maine Office of the Attorney General
Where can stakeholders find additional resources on cybersecurity best practices ?
Additional Resources: Stakeholders can find additional resources on cybersecurity best practices at and Source: Maine Office of the Attorney General, and Source: Washington State Office of the Attorney General, and Source: Maine Office of the Attorney General, and Source: Maine Office of the Attorney General.
Investigation Status
What is the current status of the investigation for each incident ?
Incident : Data Breach (Unintentional Disclosure) PRI956091725
Investigation Status: Disclosed (No further details provided)
Incident : Data Breach PRI1009091725
Investigation Status: Disclosed; no further details provided
How does the company communicate the status of incident investigations to stakeholders ?
Communication of Investigation Status: The company communicates the status of incident investigations to stakeholders through Breach notification sent on March 15, 2022, Public disclosure via Maine AG office and Public disclosure via Maine Office of the Attorney General.
Stakeholder and Customer Advisories
Were there any advisories issued to stakeholders or customers for each incident ?
Incident : Data Breach PRI131072625
Customer Advisories: Identity theft protection services offered for 24 months
Incident : Data Breach (Unintentional Disclosure) PRI956091725
Customer Advisories: Credit monitoring services offered to affected individuals
Incident : Data Breach PRI1009091725
Customer Advisories: Identity theft protection services offered for one year
What advisories does the company provide to stakeholders and customers following an incident ?
Advisories Provided: The company provides the following advisories to stakeholders and customers following an incident: were Identity theft protection services offered for 24 months, Credit monitoring services offered to affected individuals and Identity theft protection services offered for one year.
Post-Incident Analysis
What were the root causes and corrective actions taken for each incident ?
Incident : Data Breach PRI207072725
Root Causes: Software Coding Issue
Incident : Data Breach (Unintentional Disclosure) PRI956091725
Root Causes: Human error (inadvertent exposure of PII on social media)
Incident : Data Breach PRI1009091725
Root Causes: Inadvertent disclosure of PII
Corrective Actions: Offered identity theft protection services to affected individuals
What is the company's process for conducting post-incident analysis ?
Post-Incident Analysis Process: The company's process for conducting post-incident analysis is described as Equifax (Credit Monitoring Services).
What corrective actions has the company taken based on post-incident analysis ?
Corrective Actions Taken: The company has taken the following corrective actions based on post-incident analysis: Offered identity theft protection services to affected individuals.
Additional Questions
Incident Details
What was the most recent incident detected ?
Most Recent Incident Detected: The most recent incident detected was on 2022-02-11.
What was the most recent incident publicly disclosed ?
Most Recent Incident Publicly Disclosed: The most recent incident publicly disclosed was on 2021-05-25.
What was the most recent incident resolved ?
Most Recent Incident Resolved: The most recent incident resolved was on 2020-01-06.
Impact of the Incidents
What was the most significant data compromised in an incident ?
Most Significant Data Compromised: The most significant data compromised in an incident were Social Security Numbers, , Names, Social Security numbers, , Names, Dates of Birth, Social Security Numbers, , First Names, Last Names, Social Security Numbers and .
Response to the Incidents
What third-party assistance was involved in the most recent incident ?
Third-Party Assistance in Most Recent Incident: The third-party assistance involved in the most recent incident was Equifax (Credit Monitoring Services).
Data Breach Information
What was the most sensitive data compromised in a breach ?
Most Sensitive Data Compromised: The most sensitive data compromised in a breach were Social Security numbers, First Names, Social Security Numbers, Names, Last Names and Dates of Birth.
What was the number of records exposed in the most significant breach ?
Number of Records Exposed in Most Significant Breach: The number of records exposed in the most significant breach was 725.0.
References
What is the most recent source of information about an incident ?
Most Recent Source: The most recent source of information about an incident are Washington State Office of the Attorney General and Maine Office of the Attorney General.
Investigation Status
What is the current status of the most recent investigation ?
Current Status of Most Recent Investigation: The current status of the most recent investigation is Disclosed (No further details provided).
Stakeholder and Customer Advisories
What was the most recent customer advisory issued ?
Most Recent Customer Advisory: The most recent customer advisory issued were an Identity theft protection services offered for 24 months, Credit monitoring services offered to affected individuals and Identity theft protection services offered for one year.
Post-Incident Analysis
What was the most significant root cause identified in post-incident analysis ?
Most Significant Root Cause: The most significant root cause identified in post-incident analysis was Software Coding Issue, Human error (inadvertent exposure of PII on social media), Inadvertent disclosure of PII.
What was the most significant corrective action taken based on post-incident analysis ?
Most Significant Corrective Action: The most significant corrective action taken based on post-incident analysis was Offered identity theft protection services to affected individuals.
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Risk Information
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Severity: LOW
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Risk Information
cvss3
Base: 5.4
Severity: HIGH
CVSS:3.1/AV:N/AC:H/PR:L/UI:R/S:U/C:H/I:L/A:N
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Digital Assets
Every week, Rankiteo analyzes billions of signals to give organizations a sharper, faster view of emerging risks. With deeper, more actionable intelligence at their fingertips, security teams can outpace threat actors, respond instantly to Zero-Day attacks, and dramatically shrink their risk exposure window.
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Network Security
Identify exposed access points, detect misconfigured SSL certificates, and uncover vulnerabilities across the network infrastructure.
SBOM (Software Bill of Materials)
Gain visibility into the software components used within an organization to detect vulnerabilities, manage risk, and ensure supply chain security.
CMDB (Configuration Management Database)
Monitor and manage all IT assets and their configurations to ensure accurate, real-time visibility across the company's technology environment.
Threat Intelligence
Leverage real-time insights on active threats, malware campaigns, and emerging vulnerabilities to proactively defend against evolving cyberattacks.
Rankiteo is a unified scoring and risk platform that analyzes billions of signals weekly to help organizations gain faster, more actionable insights into emerging threats. Empowering teams to outpace adversaries and reduce exposure.
