17a-4 llc was established to address the expanding regulatory requirements imposed on financial institutions. 17a-4's approach bridges Compliance, Legal and Information Technology management to offer comprehensive compliance solutions for regulated content including email, instant messaging, data streams, trading platforms, websites, social media and databases. Financial institutions have a complex web of regulations and technologies to manage in order to stay in compliance. 17a-4 works with over 500 financial institutions and participates in many regulatory discussions and compliance examinations; as such, have a deep understanding as to the financial industry’s best practices. 17a-4 works with Compliance and IT teams to advise Read more