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Comparison Overview

SMBC Capital Markets, Inc.SMBC Capital Markets, Inc.
VS
UBSUBS
SMBC Capital Markets, Inc.

SMBC Capital Markets, Inc.

SMBC Capital Markets, Inc. 277 Park Avenue, New York, 10172, US

Last Update: 18/12/2025

View Profile
Between 750 and 799
https://www.smbcgroup.com/
757/1000Fair

Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the three largest banking groups in Japan. In the Americas, we are more than 5,000 employees strong with a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and...

NAICS:52
NAICS Definition:Finance and Insurance
Employees:535
Subsidiaries:2
12-month incidents
0
Known data breaches
0
Attack type number
0
UBS

UBS

Postbox, Zurich, CH, 8001

Last Update: 05/09/2026

View Profile
Between 750 and 799
http://www.ubs.com/about
752/1000Fair

From gaining new experiences in different roles to acquiring fresh knowledge and skills – at UBS we believe that you should never stop growing and learning because life never stops teaching. We know that it's our people – with their unique backgrounds, skills, experienc...

NAICS:52
NAICS Definition:Finance and Insurance
Employees:118,265
Subsidiaries:6
12-month incidents
0
Known data breaches
1
Attack type number
2

Compliance Ranges Comparison

Based On Specific Ai Models Category
SMBC Capital Markets, Inc.

SMBC Capital Markets, Inc.

-
ISO 27001Not verified
ISO 27001
-
SOC2 Type 1Not verified
SOC2 Type 1
-
SOC2 Type 2Not verified
SOC2 Type 2
-
GDPRNot verified
GDPR
-
PCI DSSNot verified
PCI DSS
-
HIPAANot verified
HIPAA
UBS

UBS

-
ISO 27001Not verified
ISO 27001
-
SOC2 Type 1Not verified
SOC2 Type 1
-
SOC2 Type 2Not verified
SOC2 Type 2
-
GDPRNot verified
GDPR
-
PCI DSSNot verified
PCI DSS
-
HIPAANot verified
HIPAA

Benchmark & Cyber Underwriting Signals

Incidents vs Financial Services Industry Avg (This Year)

No incidents recorded for SMBC Capital Markets, Inc. in 2026.

Incidents

Incidents vs Financial Services Industry Avg (This Year)

No incidents recorded for UBS in 2026.

Incidents

Incident History - SMBC Capital Markets, Inc. (X = Date, Y = Severity)

SMBC Capital Markets, Inc. cyber incidents detection timeline including parent company and subsidiaries.

No timeline data available
R - Ransomware
C - Cyber Attack
D - Data Breach
V - Vulnerability

Incident History - UBS (X = Date, Y = Severity)

UBS cyber incidents detection timeline including parent company and subsidiaries.

R - Ransomware
C - Cyber Attack
D - Data Breach
V - Vulnerability

Notable Incidents

Last Cyber / HR Incidents / Global...
SMBC Capital Markets, Inc.

SMBC Capital Markets, Inc.

Incidents
No explicit notable incidents reported.
UBS

UBS

Incidents
🔒 Incident : Ransomware
UBS604061925
🔒 Incident : Breach
CHA300062125

FAQ

Between SMBC Capital Markets, Inc. company and UBS company, which one has the best AI Cybersecurity Score ?
Between SMBC Capital Markets, Inc. company and UBS company, which one has experienced more cyber incidents in the past ?
Between SMBC Capital Markets, Inc. company and UBS company, which one has experienced more cyber incidents this year ?
Between SMBC Capital Markets, Inc. company and UBS company, which one has experienced at least one ransomware attack ?
Between SMBC Capital Markets, Inc. company and UBS company, which one has experienced at least one data breach ?
Between SMBC Capital Markets, Inc. company and UBS company, which one has experienced at least one targeted cyberattack ?
Between SMBC Capital Markets, Inc. company and UBS company, which one has experienced at least one vulnerability ?
Between SMBC Capital Markets, Inc. company and UBS company, which one holds the most compliance certifications ?
Between SMBC Capital Markets, Inc. company and UBS company, which one holds the fewest compliance certifications ?
Between SMBC Capital Markets, Inc. company and UBS company, which one has the most subsidiaries ?
Between SMBC Capital Markets, Inc. company and UBS company, which one has the largest number of employees ?
Between SMBC Capital Markets, Inc. and UBS, which company holds both SOC 2 Type 1 certifications ?
Between SMBC Capital Markets, Inc. and UBS, which company holds both SOC 2 Type 2 certifications ?
Which company is ISO 27001 certified - SMBC Capital Markets, Inc. or UBS ?
Which company is PCI DSS compliant - SMBC Capital Markets, Inc. or UBS ?
Between SMBC Capital Markets, Inc. and UBS, which company complies with HIPAA regulations for healthcare data ?
Between SMBC Capital Markets, Inc. and UBS, which company complies with GDPR requirements ?

Latest Global CVEs

CVE-2026-93892
SUMMARY

IBM TRIRIGA Application Platform 5.0.0 through 5.0.8 could allow a remote authenticated attacker to obtain sensitive information due to exposure of session tokens in the HTML response.

PUBLISHED
Date2026-10-12
UPDATED
Date2026-10-12
RISK INFORMATION (Score: 8.1)
CVSS3
Base Score: 8.1
Complexity: LOW
CVSS:3.1/AV:N/AC:L/PR:L/UI:N/S:U/C:H/I:H/A:N
IMPACT SCORE
5.2
EXPLOITABILITY
2.8
CVE-2026-93891
SUMMARY

IBM TRIRIGA Application Platform 5.0.0 through 5.0.8 could allow a remote authenticated attacker to obtain sensitive information due to an XML external entity (XXE) injection flaw.

PUBLISHED
Date2026-10-12
UPDATED
Date2026-10-12
RISK INFORMATION (Score: 7.6)
CVSS3
Base Score: 7.6
Complexity: LOW
CVSS:3.1/AV:N/AC:L/PR:H/UI:N/S:C/C:H/I:N/A:L
IMPACT SCORE
4.7
EXPLOITABILITY
2.3
CVE-2026-92832
SUMMARY

IBM Aspera Enterprise WebApps 1.0.0 through 1.0.6 could allow a local attacker to obtain sensitive information due to cleartext transmission of sensitive information.

PUBLISHED
Date2026-10-12
UPDATED
Date2026-10-12
RISK INFORMATION (Score: 5.1)
CVSS3
Base Score: 5.1
Complexity: LOW
CVSS:3.1/AV:L/AC:L/PR:N/UI:N/S:U/C:L/I:L/A:N
IMPACT SCORE
2.5
EXPLOITABILITY
2.5
CVE-2026-85457
SUMMARY

IBM Planning Analytics 2.0, and 2.1 could allow a remote authenticated attacker to execute arbitrary code due to a stack-based buffer overflow.

PUBLISHED
Date2026-10-12
UPDATED
Date2026-10-12
RISK INFORMATION (Score: 8.1)
CVSS3
Base Score: 8.1
Complexity: LOW
CVSS:3.1/AV:N/AC:L/PR:L/UI:N/S:U/C:H/I:H/A:N
IMPACT SCORE
5.2
EXPLOITABILITY
2.8
CVE-2026-84418
SUMMARY

IBM DataStage on Cloud Pak for Data 5.4.0.0 can allow a man-in-the-middle attacker to present a forged TLS certificate, intercept the connection, and capture the IAM bearer Authorization header automatically attached by the session adapter. The captured token grants full platform-scope tenant API access, enabling the attacker to read and manipulate the victim's DataStage projects, flows, assets, and pipeline definitions. This is client-side SDK code running on the user's own machine, so exploitation requires an external network interceptor rather than a co-tenant in the shared cluster.

PUBLISHED
Date2026-10-12
UPDATED
Date2026-10-12
RISK INFORMATION (Score: 7.4)
CVSS3
Base Score: 7.4
Complexity: HIGH
CVSS:3.1/AV:N/AC:H/PR:N/UI:N/S:U/C:H/I:H/A:N
IMPACT SCORE
5.2
EXPLOITABILITY
2.2