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Regal Securities, Inc.

Regal Securities, Inc. Vendor Cyber Rating & Cyber Score

regalsecurities.com

In the race to sameness, the financial services industry is attempting to fit advisors and their clients into an increasingly limited set of solutions. Conversely, Regal does not subscribe to a one size fits all approach as each advisor’s business, and their client’s financial needs and circumstances, are unique and deserve the appropriate attention. Regal provides an Open Solution Partnership with our advisors to help them serve their clients without quotas, mandates, or grid compression. We proudly support advisory, brokerage and hybrid business models to help advisors serve clients’ best interest and we offer affiliation for Independent Advisors, Employee Advisors, and full Enterprise Solutions. Regal Securities is an independent


RSI A.I CyberSecurity Scoring

RSI
Company Information
Website:http://www.regalsecurities.com
Employees number:73
Number of followers:1,537
NAICS:52
Industry Type:Financial Services
Homepage:regalsecurities.com
RSI Risk Score (AI oriented)
Between 650 and 699
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RSIFinancial Services
Updated:
04/04/2026
686/1000
Weak
B
AaaAaABaaBaBCaaCaC
Powered by our proprietary A.I cyber incident model
Insurance prefers TPRM score to calculate premium
RSI Global Score (TPRM)
xxxx
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RSIFinancial Services
•••
Score locked
Instant access to detailed risk factors
Vulnerabilities
Benchmark vs. industry & size peers
Findings

RSI
RSIWeak
Current Score
686B (WEAK)
01000
2 incidents
0 avg impact
Incident timeline with MITRE ATT&CK tactics, techniques, and mitigations.
AUGUST 2026
692Before Incident
JULY 2026
690Before Incident
JUNE 2026
690Before Incident
MAY 2026
688Before Incident
APRIL 2026
687Before Incident
MARCH 2026
686Before Incident
FEBRUARY 2026
685Before Incident
JANUARY 2026
683Before Incident
DECEMBER 2025
682Before Incident
NOVEMBER 2025
680Before Incident
OCTOBER 2025
679Before Incident
SEPTEMBER 2025
678Before Incident
FEBRUARY 2023
683Before Incident
Breach
01 Feb 2023RSI
Regal Securities

Regal Securities Data Breach

612After Incident
LOW-71
REG922072525
The California Attorney General's Office reported a data breach involving Regal Securities, which was discovered in February 2023. The breach potentially affected personal information, including names and other unspecified data elements, but no evidence suggests that the information has been misused. The investigation was completed in July 2023, and the company has offered identity monitoring services through Kroll for two years.
INCIDENT DETAILS -
TYPE
Data Breach
IMPACT
namesother unspecified data elements
DATA BREACH
namesother unspecified data elementsnames
FEBRUARY 2023
754Before Incident
Breach
31 Jan 2023RSI
Regal Securities, Inc.

Regal Securities, Inc. Data Breach

612After Incident
LOW-142
REG559072525
The California Office of the Attorney General reported that Regal Securities, Inc. experienced a data breach involving suspicious activity that began on January 31, 2023, and continued on February 3, 2023. The breach potentially affected a limited amount of personal information; however, the specific number of individuals impacted is unknown.
INCIDENT DETAILS -
TYPE
Data Breach
IMPACT
Data Compromised: Personal Information
DATA BREACH
Type Of Data Compromised: Personal Information

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Regal Securities, Inc. Cyber Scoring History | Rankiteo