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Comparison Overview

LPL FinancialLPL Financial
VS
VanguardVanguard
LPL Financial

LPL Financial

4707 Executive Drive, San Diego, CA, US, 92121-1968

Last Update: 02/06/2026

View Profile
Between 600 and 649
https://www.lpl.com/
622/1000Poor

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports over 29,000 financial advisors and the wealth management practices of approximately 1,100 ...

NAICS:52
NAICS Definition:Finance and Insurance
Employees:14,318
Subsidiaries:1
12-month incidents
1
Known data breaches
7
Attack type number
2
Vanguard

Vanguard

100 Vanguard Blvd, Valley Forge, 19482, US

Last Update: 02/04/2026

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Between 750 and 799
http://www.vanguard.com
796/1000Fair

We are a community of 50 million who think—and feel—differently about investing. Together, we’re changing the way the world invests. For over 50 years, Vanguard has helped people pursue their financial goals with a spotlight on long-term value and low costs. We’ve mad...

NAICS:52
NAICS Definition:Finance and Insurance
Employees:26,081
Subsidiaries:0
12-month incidents
0
Known data breaches
0
Attack type number
0

Compliance Ranges Comparison

Based On Specific Ai Models Category
LPL Financial

LPL Financial

-
ISO 27001Not verified
ISO 27001
-
SOC2 Type 1Not verified
SOC2 Type 1
-
SOC2 Type 2Not verified
SOC2 Type 2
-
GDPRNot verified
GDPR
-
PCI DSSNot verified
PCI DSS
-
HIPAANot verified
HIPAA
Vanguard

Vanguard

-
ISO 27001Not verified
ISO 27001
-
SOC2 Type 1Not verified
SOC2 Type 1
-
SOC2 Type 2Not verified
SOC2 Type 2
-
GDPRNot verified
GDPR
-
PCI DSSNot verified
PCI DSS
-
HIPAANot verified
HIPAA

Benchmark & Cyber Underwriting Signals

Incidents vs Financial Services Industry Avg (This Year)

LPL Financial has 45.05% fewer incidents than the average of same-industry companies with at least one recorded incident.

Incidents

Incidents vs Financial Services Industry Avg (This Year)

No incidents recorded for Vanguard in 2026.

Incidents

Incident History - LPL Financial (X = Date, Y = Severity)

LPL Financial cyber incidents detection timeline including parent company and subsidiaries.

R - Ransomware
C - Cyber Attack
D - Data Breach
V - Vulnerability

Incident History - Vanguard (X = Date, Y = Severity)

Vanguard cyber incidents detection timeline including parent company and subsidiaries.

No timeline data available
R - Ransomware
C - Cyber Attack
D - Data Breach
V - Vulnerability

Notable Incidents

Last Cyber / HR Incidents / Global...
LPL Financial

LPL Financial

Incidents
🔒 Incident : Breach
ASHLPL1768395244
🔒 Incident : Breach
LPLMAR1780432565
🔒 Incident : Cyber Attack
AMEHIGLPLEDE1777062318
Vanguard

Vanguard

Incidents
No explicit notable incidents reported.

FAQ

Between LPL Financial company and Vanguard company, which one has the best AI Cybersecurity Score ?
Between LPL Financial company and Vanguard company, which one has experienced more cyber incidents in the past ?
Between LPL Financial company and Vanguard company, which one has experienced more cyber incidents this year ?
Between LPL Financial company and Vanguard company, which one has experienced at least one ransomware attack ?
Between LPL Financial company and Vanguard company, which one has experienced at least one data breach ?
Between LPL Financial company and Vanguard company, which one has experienced at least one targeted cyberattack ?
Between LPL Financial company and Vanguard company, which one has experienced at least one vulnerability ?
Between LPL Financial company and Vanguard company, which one holds the most compliance certifications ?
Between LPL Financial company and Vanguard company, which one holds the fewest compliance certifications ?
Between LPL Financial company and Vanguard company, which one has the most subsidiaries ?
Between LPL Financial company and Vanguard company, which one has the largest number of employees ?
Between LPL Financial and Vanguard, which company holds both SOC 2 Type 1 certifications ?
Between LPL Financial and Vanguard, which company holds both SOC 2 Type 2 certifications ?
Which company is ISO 27001 certified - LPL Financial or Vanguard ?
Which company is PCI DSS compliant - LPL Financial or Vanguard ?
Between LPL Financial and Vanguard, which company complies with HIPAA regulations for healthcare data ?
Between LPL Financial and Vanguard, which company complies with GDPR requirements ?

Latest Global CVEs

CVE-2026-9693
SUMMARY

Mattermost versions 10.11.x <= 10.11.20, 11.7.x <= 11.7.5 Mattermost fails to remove thread membership records when a user is removed from or leaves a team, which allows a previously removed user who is later re-invited to the team to view private channel thread root post content and metadata via the team threads API.. Mattermost Advisory ID: MMSA-2026-00682

PUBLISHED
Date2026-08-17
UPDATED
Date2026-08-17
RISK INFORMATION (Score: 3.5)
CVSS3
Base Score: 3.5
Complexity: LOW
CVSS:3.1/AV:N/AC:L/PR:L/UI:R/S:U/C:L/I:N/A:N
IMPACT SCORE
1.4
EXPLOITABILITY
2.1
REFERENCES
CVE-2026-75587
SUMMARY

Mattermost Desktop App versions <=6.2 6.2.2.0 fail to redact the pre-auth secret when generating a diagnostics report, which allows a local attacker with access to a user's diagnostics report or log files to obtain the plaintext pre-auth secret configured for a connected server via inspecting the Server Connectivity (Step-3) diagnostics output. Mattermost Advisory ID: MMSA-2026-00716

PUBLISHED
Date2026-08-17
UPDATED
Date2026-08-17
RISK INFORMATION (Score: 3.6)
CVSS3
Base Score: 3.6
Complexity: LOW
CVSS:3.1/AV:L/AC:L/PR:N/UI:R/S:C/C:L/I:N/A:N
IMPACT SCORE
1.4
EXPLOITABILITY
1.8
REFERENCES
CVE-2026-75078
SUMMARY

A security flaw has been discovered in SourceCodester Class and Exam Timetabling System 1.0. This affects an unknown part of the file /BSHRM1.php. Performing a manipulation of the argument course results in cross site scripting. Remote exploitation of the attack is possible. The exploit has been released to the public and may be used for attacks.

PUBLISHED
Date2026-08-17
UPDATED
Date2026-08-17
RISK INFORMATION (Score: 4.3)
CVSS2
Base Score: 5.0
Complexity: LOW
AV:N/AC:L/Au:N/C:N/I:P/A:N
CVSS3
Base Score: 4.3
Complexity: LOW
CVSS:3.1/AV:N/AC:L/PR:N/UI:R/S:U/C:N/I:L/A:N
CVSS4
Base Score: 2.1
Complexity: LOW
CVSS:4.0/AV:N/AC:L/AT:N/PR:N/UI:P/VC:N/VI:L/VA:N/SC:N/SI:N/SA:N/E:P/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
IMPACT SCORE
1.4
EXPLOITABILITY
2.8
REFERENCES
CVE-2026-67961
SUMMARY

An issue in O2OA v.10.0.2 allows a local attacker to execute arbitrary code via the the sandbox mechanism of the Invoke script execution.

PUBLISHED
Date2026-08-17
UPDATED
Date2026-08-17
IMPACT SCORE
NA
EXPLOITABILITY
NA
REFERENCES
CVE-2026-67919
SUMMARY

An issue in Halo 2.25.4 allows a remote attacker to execute arbitrary code via the PluginEndpoint.java, installFromUri method, and DefaultPluginApplicationContextFactory components

PUBLISHED
Date2026-08-17
UPDATED
Date2026-08-17
IMPACT SCORE
NA
EXPLOITABILITY
NA
REFERENCES