Comparison Overview

BMO Commercial Bank

VS

LPL Financial

BMO Commercial Bank

Toronto, CA
Last Update: 2025-11-23
Between 750 and 799

Businesses of all types need a financial partner, one that serves as your trusted adviser in addition to structuring a loan or managing your cash flow. Our clients feel the difference when they work with us. We listen to your needs, your goals and objectives, we work alongside you to understand your business' unique demands. You can be confident we’ll be there to help you develop a strategic financing plan and bring you knowledge and insights to help you and your business succeed. As part of BMO Financial Group, a highly diversified financial services provider - the 8th largest bank, by assets, in North America, BMO Commercial Bank will support you and your business with the resources and strength of a bank with global capabilities, as well as the local knowledge to customize solutions to fit your distinct requirements. To learn more about how we can help, visit commercial.bmo.com. BMO Commercial Bank is a trade name of, in Canada, Bank of Montreal, and in the U.S., of BMO Harris Bank N.A. Headquarter locations: Chicago, IL and Toronto, ON

NAICS: 52
NAICS Definition: Finance and Insurance
Employees: 1,737
Subsidiaries: 0
12-month incidents
0
Known data breaches
1
Attack type number
1

LPL Financial

4707 Executive Drive, San Diego, CA, US, 92121-1968
Last Update: 2025-11-24
Between 750 and 799

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports over 29,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $1.9 trillion in brokerage and advisory assets on behalf of approximately 7 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses.

NAICS: 52
NAICS Definition: Finance and Insurance
Employees: 14,111
Subsidiaries: 1
12-month incidents
0
Known data breaches
4
Attack type number
1

Compliance Badges Comparison

Security & Compliance Standards Overview

https://images.rankiteo.com/companyimages/bmo-commercial-bank.jpeg
BMO Commercial Bank
ISO 27001
ISO 27001 certification not verified
Not verified
SOC2 Type 1
SOC2 Type 1 certification not verified
Not verified
SOC2 Type 2
SOC2 Type 2 certification not verified
Not verified
GDPR
GDPR certification not verified
Not verified
PCI DSS
PCI DSS certification not verified
Not verified
HIPAA
HIPAA certification not verified
Not verified
https://images.rankiteo.com/companyimages/lpl-financial.jpeg
LPL Financial
ISO 27001
ISO 27001 certification not verified
Not verified
SOC2 Type 1
SOC2 Type 1 certification not verified
Not verified
SOC2 Type 2
SOC2 Type 2 certification not verified
Not verified
GDPR
GDPR certification not verified
Not verified
PCI DSS
PCI DSS certification not verified
Not verified
HIPAA
HIPAA certification not verified
Not verified
Compliance Summary
BMO Commercial Bank
100%
Compliance Rate
0/4 Standards Verified
LPL Financial
0%
Compliance Rate
0/4 Standards Verified

Benchmark & Cyber Underwriting Signals

Incidents vs Financial Services Industry Average (This Year)

No incidents recorded for BMO Commercial Bank in 2025.

Incidents vs Financial Services Industry Average (This Year)

No incidents recorded for LPL Financial in 2025.

Incident History — BMO Commercial Bank (X = Date, Y = Severity)

BMO Commercial Bank cyber incidents detection timeline including parent company and subsidiaries

Incident History — LPL Financial (X = Date, Y = Severity)

LPL Financial cyber incidents detection timeline including parent company and subsidiaries

Notable Incidents

Last 3 Security & Risk Events by Company

https://images.rankiteo.com/companyimages/bmo-commercial-bank.jpeg
BMO Commercial Bank
Incidents

Date Detected: 5/2017
Type:Breach
Attack Vector: Error
Blog: Blog
https://images.rankiteo.com/companyimages/lpl-financial.jpeg
LPL Financial
Incidents

Date Detected: 7/2021
Type:Breach
Attack Vector: Unauthorized Email Access
Blog: Blog

Date Detected: 11/2018
Type:Breach
Attack Vector: Unauthorized Access
Blog: Blog

Date Detected: 2/2012
Type:Breach
Attack Vector: Theft of Employee's Desktop Computer
Blog: Blog

FAQ

LPL Financial company demonstrates a stronger AI Cybersecurity Score compared to BMO Commercial Bank company, reflecting its advanced cybersecurity posture governance and monitoring frameworks.

LPL Financial company has faced a higher number of disclosed cyber incidents historically compared to BMO Commercial Bank company.

In the current year, LPL Financial company and BMO Commercial Bank company have not reported any cyber incidents.

Neither LPL Financial company nor BMO Commercial Bank company has reported experiencing a ransomware attack publicly.

Both LPL Financial company and BMO Commercial Bank company have disclosed experiencing at least one data breach.

Neither LPL Financial company nor BMO Commercial Bank company has reported experiencing targeted cyberattacks publicly.

Neither BMO Commercial Bank company nor LPL Financial company has reported experiencing or disclosing vulnerabilities publicly.

Neither BMO Commercial Bank nor LPL Financial holds any compliance certifications.

Neither company holds any compliance certifications.

LPL Financial company has more subsidiaries worldwide compared to BMO Commercial Bank company.

LPL Financial company employs more people globally than BMO Commercial Bank company, reflecting its scale as a Financial Services.

Neither BMO Commercial Bank nor LPL Financial holds SOC 2 Type 1 certification.

Neither BMO Commercial Bank nor LPL Financial holds SOC 2 Type 2 certification.

Neither BMO Commercial Bank nor LPL Financial holds ISO 27001 certification.

Neither BMO Commercial Bank nor LPL Financial holds PCI DSS certification.

Neither BMO Commercial Bank nor LPL Financial holds HIPAA certification.

Neither BMO Commercial Bank nor LPL Financial holds GDPR certification.

Latest Global CVEs (Not Company-Specific)

Description

ThingsBoard in versions prior to v4.2.1 allows an authenticated user to upload malicious SVG images via the "Image Gallery", leading to a Stored Cross-Site Scripting (XSS) vulnerability. The exploit can be triggered when any user accesses the public API endpoint of the malicious SVG images, or if the malicious images are embedded in an `iframe` element, during a widget creation, deployed to any page of the platform (e.g., dashboards), and accessed during normal operations. The vulnerability resides in the `ImageController`, which fails to restrict the execution of JavaScript code when an image is loaded by the user's browser. This vulnerability can lead to the execution of malicious code in the context of other users' sessions, potentially compromising their accounts and allowing unauthorized actions.

Risk Information
cvss4
Base: 6.2
Severity: LOW
CVSS:4.0/AV:N/AC:L/AT:N/PR:L/UI:P/VC:N/VI:N/VA:N/SC:H/SI:L/SA:N/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
Description

Mattermost versions 11.0.x <= 11.0.2, 10.12.x <= 10.12.1, 10.11.x <= 10.11.4, 10.5.x <= 10.5.12 fail to to verify that the token used during the code exchange originates from the same authentication flow, which allows an authenticated user to perform account takeover via a specially crafted email address used when switching authentication methods and sending a request to the /users/login/sso/code-exchange endpoint. The vulnerability requires ExperimentalEnableAuthenticationTransfer to be enabled (default: enabled) and RequireEmailVerification to be disabled (default: disabled).

Risk Information
cvss3
Base: 9.9
Severity: LOW
CVSS:3.1/AV:N/AC:L/PR:L/UI:N/S:C/C:H/I:H/A:H
Description

Mattermost versions 11.0.x <= 11.0.2, 10.12.x <= 10.12.1, 10.11.x <= 10.11.4, 10.5.x <= 10.5.12 fail to sanitize team email addresses to be visible only to Team Admins, which allows any authenticated user to view team email addresses via the GET /api/v4/channels/{channel_id}/common_teams endpoint

Risk Information
cvss3
Base: 4.3
Severity: LOW
CVSS:3.1/AV:N/AC:L/PR:L/UI:N/S:U/C:L/I:N/A:N
Description

Exposure of email service credentials to users without administrative rights in Devolutions Server.This issue affects Devolutions Server: before 2025.2.21, before 2025.3.9.

Description

Exposure of credentials in unintended requests in Devolutions Server.This issue affects Server: through 2025.2.20, through 2025.3.8.