Company Details
ashton-thomas-private-wealth
113
3,489
52
ashtonthomaspw.com
0
ASH_2661587
In-progress


Ashton Thomas Private Wealth Company CyberSecurity Posture
ashtonthomaspw.comAshton Thomas Private Wealth is a diversified financial advisory firm committed to a culture of excellence, integrity, and respect in every aspect of its business. Its advisors serve foundations, business entities, and affluent individuals and families through fee-based financial planning and investment portfolio management, retirement plan consulting, and related financial education programs. The firm also strives to remain at the forefront of technological innovation and thought leadership within the financial services industry. The firm is headquartered in Scottsdale, Arizona. Ashton Thomas Private Wealth, LLC Social Media Disclosures: https://ashtonthomaspw.com/social-media-disclosures/
Company Details
ashton-thomas-private-wealth
113
3,489
52
ashtonthomaspw.com
0
ASH_2661587
In-progress
Between 650 and 699

ATPW Global Score (TPRM)XXXX

Description: Cybersecurity Breaches Target Financial Advisors in Recent Months Financial advisory firms have faced a surge in cyberattacks, with three major incidents reported in late 2023, exposing client data and enabling fraudulent trading schemes. LPL Financial Breach (September–October 2023) LPL Financial, the largest U.S. broker-dealer with 32,000 advisors, disclosed a breach on December 26, affecting 53 individuals, including one Maine resident. The company revealed that foreign threat actors compromised advisor accounts to execute a "hack pump-and-dump" scheme, artificially inflating stock prices through unauthorized transactions. LPL contained the incident and reported no ongoing issues, though law enforcement was notified. Ameriprise Financial Phishing Attack (December 2023) Ameriprise Financial, with over 10,000 advisors, reported a breach on December 30 after a phishing email tricked an advisor into exposing client data. The fraudulent email, disguised as a legitimate client communication, may have impacted 598 individuals, including 52 in Maine. While no evidence of data misuse was found, Ameriprise offered credit monitoring and emphasized its security measures, including an online security guarantee. Ashton Thomas Private Wealth Breach (May–September 2023) Scottsdale-based Ashton Thomas Private Wealth, managing $1.7 billion in assets, notified clients of a breach affecting 1,644 individuals, including three in Maine. Unusual activity in firm email accounts exposed sensitive data, such as children’s names, addresses, birthdates, and Social Security numbers. The firm hired forensic experts and offered credit monitoring to affected clients. All three firms reported bolstering security measures following the incidents. The breaches highlight the growing threat of cyberattacks targeting financial advisors and their clients.


Ashton Thomas Private Wealth has 14.53% fewer incidents than the average of same-industry companies with at least one recorded incident.
Ashton Thomas Private Wealth has 24.81% fewer incidents than the average of all companies with at least one recorded incident.
Ashton Thomas Private Wealth reported 1 incidents this year: 0 cyber attacks, 0 ransomware, 0 vulnerabilities, 1 data breaches, compared to industry peers with at least 1 incident.
ATPW cyber incidents detection timeline including parent company and subsidiaries

Ashton Thomas Private Wealth is a diversified financial advisory firm committed to a culture of excellence, integrity, and respect in every aspect of its business. Its advisors serve foundations, business entities, and affluent individuals and families through fee-based financial planning and investment portfolio management, retirement plan consulting, and related financial education programs. The firm also strives to remain at the forefront of technological innovation and thought leadership within the financial services industry. The firm is headquartered in Scottsdale, Arizona. Ashton Thomas Private Wealth, LLC Social Media Disclosures: https://ashtonthomaspw.com/social-media-disclosures/


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Explore insights on cybersecurity incidents, risk posture, and Rankiteo's assessments.
The official website of Ashton Thomas Private Wealth is http://www.ashtonthomaspw.com.
According to Rankiteo, Ashton Thomas Private Wealth’s AI-generated cybersecurity score is 666, reflecting their Weak security posture.
According to Rankiteo, Ashton Thomas Private Wealth currently holds 0 security badges, indicating that no recognized compliance certifications are currently verified for the organization.
According to Rankiteo, Ashton Thomas Private Wealth has not been affected by any supply chain cyber incidents, and no incident IDs are currently listed for the organization.
According to Rankiteo, Ashton Thomas Private Wealth is not certified under SOC 2 Type 1.
According to Rankiteo, Ashton Thomas Private Wealth does not hold a SOC 2 Type 2 certification.
According to Rankiteo, Ashton Thomas Private Wealth is not listed as GDPR compliant.
According to Rankiteo, Ashton Thomas Private Wealth does not currently maintain PCI DSS compliance.
According to Rankiteo, Ashton Thomas Private Wealth is not compliant with HIPAA regulations.
According to Rankiteo,Ashton Thomas Private Wealth is not certified under ISO 27001, indicating the absence of a formally recognized information security management framework.
Ashton Thomas Private Wealth operates primarily in the Financial Services industry.
Ashton Thomas Private Wealth employs approximately 113 people worldwide.
Ashton Thomas Private Wealth presently has no subsidiaries across any sectors.
Ashton Thomas Private Wealth’s official LinkedIn profile has approximately 3,489 followers.
Ashton Thomas Private Wealth is classified under the NAICS code 52, which corresponds to Finance and Insurance.
No, Ashton Thomas Private Wealth does not have a profile on Crunchbase.
Yes, Ashton Thomas Private Wealth maintains an official LinkedIn profile, which is actively utilized for branding and talent engagement, which can be accessed here: https://www.linkedin.com/company/ashton-thomas-private-wealth.
As of January 21, 2026, Rankiteo reports that Ashton Thomas Private Wealth has experienced 1 cybersecurity incidents.
Ashton Thomas Private Wealth has an estimated 30,812 peer or competitor companies worldwide.
Incident Types: The types of cybersecurity incidents that have occurred include Breach.
Detection and Response: The company detects and responds to cybersecurity incidents through an incident response plan activated with yes, and third party assistance with forensic experts (ashton thomas), and law enforcement notified with yes (lpl), and containment measures with prompt containment (lpl, ameriprise), immediate investigation (ameriprise), and remediation measures with bolstered safeguards, free credit monitoring for affected clients, and communication strategy with client notification letters, regulatory filings (maine ag), and enhanced monitoring with yes (ameriprise)..
Title: LPL Financial, Ameriprise Financial, and Ashton Thomas Private Wealth Data Breaches
Description: Financial advisors at multiple firms were targeted by cyber criminals, leading to data breaches involving unauthorized access, phishing scams, and potential exposure of personal information. The incidents involved hacking schemes, phishing attacks, and unauthorized access to email accounts.
Date Publicly Disclosed: 2023-12-26 (LPL), 2023-12-30 (Ameriprise), 2023-10 (Ashton Thomas)
Type: Data Breach
Attack Vector: Compromised Online AccountsPhishing EmailUnauthorized Email Access
Threat Actor: Foreign Threat Actors (LPL), Unknown (Ameriprise and Ashton Thomas)
Motivation: Financial Gain (Pump-and-Dump Scheme)Data Theft
Common Attack Types: The most common types of attacks the company has faced is Breach.
Identification of Attack Vectors: The company identifies the attack vectors used in incidents through Online Advisor Accounts (LPL), Phishing Email (Ameriprise) and Email Accounts (Ashton Thomas).

Data Compromised: Personal Information, Client Data, Children's PII (Ashton Thomas)
Systems Affected: Advisor Online Accounts (LPL)Advisor Email Accounts (Ameriprise, Ashton Thomas)
Downtime: No disruption in service (Ameriprise)
Identity Theft Risk: High (Ashton Thomas - SSNs exposed)
Commonly Compromised Data Types: The types of data most commonly compromised in incidents are Personal Information, Children'S Pii (Ashton Thomas) and .

Entity Name: LPL Financial
Entity Type: Broker-Dealer
Industry: Financial Services
Location: San Diego, California, USA
Size: 32,000 advisors
Customers Affected: 53

Entity Name: Ameriprise Financial
Entity Type: Financial Services Firm
Industry: Financial Services
Size: 10,000+ advisors
Customers Affected: 598

Entity Name: Ashton Thomas Private Wealth
Entity Type: Hybrid Broker-Dealer and RIA
Industry: Financial Services
Location: Scottsdale, Arizona, USA
Size: $1.7 billion in assets under management
Customers Affected: 1,644

Incident Response Plan Activated: Yes
Third Party Assistance: Forensic Experts (Ashton Thomas)
Law Enforcement Notified: Yes (LPL)
Containment Measures: Prompt containment (LPL, Ameriprise), Immediate investigation (Ameriprise)
Remediation Measures: Bolstered safeguards, Free credit monitoring for affected clients
Communication Strategy: Client notification letters, Regulatory filings (Maine AG)
Enhanced Monitoring: Yes (Ameriprise)
Incident Response Plan: The company's incident response plan is described as Yes.
Third-Party Assistance: The company involves third-party assistance in incident response through Forensic Experts (Ashton Thomas).

Type of Data Compromised: Personal information, Children's pii (ashton thomas)
Number of Records Exposed: 53 (LPL), 598 (Ameriprise), 1,644 (Ashton Thomas)
Sensitivity of Data: High (SSNs, DOBs, Addresses - Ashton Thomas)
Personally Identifiable Information: Yes (Names, Addresses, DOBs, SSNs - Ashton Thomas)
Prevention of Data Exfiltration: The company takes the following measures to prevent data exfiltration: Bolstered safeguards, Free credit monitoring for affected clients.
Handling of PII Incidents: The company handles incidents involving personally identifiable information (PII) through by prompt containment (lpl, ameriprise) and immediate investigation (ameriprise).

Regulatory Notifications: Maine Attorney General's Office (All Firms)

Source: Maine Attorney General's Office

Source: ThinkAdvisor
Additional Resources: Stakeholders can find additional resources on cybersecurity best practices at and Source: Maine Attorney General's Office, and Source: ThinkAdvisor.

Investigation Status: Ongoing (LPL), Contained (Ameriprise, Ashton Thomas)
Communication of Investigation Status: The company communicates the status of incident investigations to stakeholders through Client notification letters and Regulatory filings (Maine AG).

Customer Advisories: Notification letters sent to affected clients (All Firms)
Advisories Provided: The company provides the following advisories to stakeholders and customers following an incident: was Notification letters sent to affected clients (All Firms).

Entry Point: Online Advisor Accounts (LPL), Phishing Email (Ameriprise), Email Accounts (Ashton Thomas)

Root Causes: Compromised Advisor Accounts (Lpl), Phishing (Ameriprise), Unauthorized Email Access (Ashton Thomas),
Corrective Actions: Bolstered Safeguards, Free Credit Monitoring, Enhanced Monitoring (Ameriprise),
Post-Incident Analysis Process: The company's process for conducting post-incident analysis is described as Forensic Experts (Ashton Thomas), Yes (Ameriprise).
Corrective Actions Taken: The company has taken the following corrective actions based on post-incident analysis: Bolstered Safeguards, Free Credit Monitoring, Enhanced Monitoring (Ameriprise), .
Last Attacking Group: The attacking group in the last incident were an Foreign Threat Actors (LPL) and Unknown (Ameriprise and Ashton Thomas).
Most Recent Incident Publicly Disclosed: The most recent incident publicly disclosed was on 2023-12-26 (LPL), 2023-12-30 (Ameriprise), 2023-10 (Ashton Thomas).
Most Significant Data Compromised: The most significant data compromised in an incident were Personal Information, Client Data and Children's PII (Ashton Thomas).
Most Significant System Affected: The most significant system affected in an incident were Advisor Online Accounts (LPL)Advisor Email Accounts (Ameriprise, Ashton Thomas).
Third-Party Assistance in Most Recent Incident: The third-party assistance involved in the most recent incident was Forensic Experts (Ashton Thomas).
Containment Measures in Most Recent Incident: The containment measures taken in the most recent incident were Prompt containment (LPL, Ameriprise) and Immediate investigation (Ameriprise).
Most Sensitive Data Compromised: The most sensitive data compromised in a breach were Personal Information, Client Data and Children's PII (Ashton Thomas).
Number of Records Exposed in Most Significant Breach: The number of records exposed in the most significant breach was 2.3K.
Most Recent Source: The most recent source of information about an incident are ThinkAdvisor and Maine Attorney General's Office.
Current Status of Most Recent Investigation: The current status of the most recent investigation is Ongoing (LPL), Contained (Ameriprise, Ashton Thomas).
Most Recent Customer Advisory: The most recent customer advisory issued was an Notification letters sent to affected clients (All Firms).
Most Recent Entry Point: The most recent entry point used by an initial access broker were an Online Advisor Accounts (LPL), Phishing Email (Ameriprise) and Email Accounts (Ashton Thomas).
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SummaryA command injection vulnerability (CWE-78) has been found to exist in the `wrangler pages deploy` command. The issue occurs because the `--commit-hash` parameter is passed directly to a shell command without proper validation or sanitization, allowing an attacker with control of `--commit-hash` to execute arbitrary commands on the system running Wrangler. Root causeThe commitHash variable, derived from user input via the --commit-hash CLI argument, is interpolated directly into a shell command using template literals (e.g., execSync(`git show -s --format=%B ${commitHash}`)). Shell metacharacters are interpreted by the shell, enabling command execution. ImpactThis vulnerability is generally hard to exploit, as it requires --commit-hash to be attacker controlled. The vulnerability primarily affects CI/CD environments where `wrangler pages deploy` is used in automated pipelines and the --commit-hash parameter is populated from external, potentially untrusted sources. An attacker could exploit this to: * Run any shell command. * Exfiltrate environment variables. * Compromise the CI runner to install backdoors or modify build artifacts. Credits Disclosed responsibly by kny4hacker. Mitigation * Wrangler v4 users are requested to upgrade to Wrangler v4.59.1 or higher. * Wrangler v3 users are requested to upgrade to Wrangler v3.114.17 or higher. * Users on Wrangler v2 (EOL) should upgrade to a supported major version.
Vulnerability in the Oracle VM VirtualBox product of Oracle Virtualization (component: Core). Supported versions that are affected are 7.1.14 and 7.2.4. Easily exploitable vulnerability allows high privileged attacker with logon to the infrastructure where Oracle VM VirtualBox executes to compromise Oracle VM VirtualBox. While the vulnerability is in Oracle VM VirtualBox, attacks may significantly impact additional products (scope change). Successful attacks of this vulnerability can result in takeover of Oracle VM VirtualBox. CVSS 3.1 Base Score 8.2 (Confidentiality, Integrity and Availability impacts). CVSS Vector: (CVSS:3.1/AV:L/AC:L/PR:H/UI:N/S:C/C:H/I:H/A:H).
Vulnerability in the Oracle VM VirtualBox product of Oracle Virtualization (component: Core). Supported versions that are affected are 7.1.14 and 7.2.4. Easily exploitable vulnerability allows high privileged attacker with logon to the infrastructure where Oracle VM VirtualBox executes to compromise Oracle VM VirtualBox. While the vulnerability is in Oracle VM VirtualBox, attacks may significantly impact additional products (scope change). Successful attacks of this vulnerability can result in unauthorized creation, deletion or modification access to critical data or all Oracle VM VirtualBox accessible data as well as unauthorized access to critical data or complete access to all Oracle VM VirtualBox accessible data and unauthorized ability to cause a partial denial of service (partial DOS) of Oracle VM VirtualBox. CVSS 3.1 Base Score 8.1 (Confidentiality, Integrity and Availability impacts). CVSS Vector: (CVSS:3.1/AV:L/AC:L/PR:H/UI:N/S:C/C:H/I:H/A:L).
Vulnerability in the Oracle VM VirtualBox product of Oracle Virtualization (component: Core). Supported versions that are affected are 7.1.14 and 7.2.4. Easily exploitable vulnerability allows high privileged attacker with logon to the infrastructure where Oracle VM VirtualBox executes to compromise Oracle VM VirtualBox. While the vulnerability is in Oracle VM VirtualBox, attacks may significantly impact additional products (scope change). Successful attacks of this vulnerability can result in takeover of Oracle VM VirtualBox. CVSS 3.1 Base Score 8.2 (Confidentiality, Integrity and Availability impacts). CVSS Vector: (CVSS:3.1/AV:L/AC:L/PR:H/UI:N/S:C/C:H/I:H/A:H).
Vulnerability in the Oracle VM VirtualBox product of Oracle Virtualization (component: Core). Supported versions that are affected are 7.1.14 and 7.2.4. Easily exploitable vulnerability allows high privileged attacker with logon to the infrastructure where Oracle VM VirtualBox executes to compromise Oracle VM VirtualBox. While the vulnerability is in Oracle VM VirtualBox, attacks may significantly impact additional products (scope change). Successful attacks of this vulnerability can result in takeover of Oracle VM VirtualBox. CVSS 3.1 Base Score 8.2 (Confidentiality, Integrity and Availability impacts). CVSS Vector: (CVSS:3.1/AV:L/AC:L/PR:H/UI:N/S:C/C:H/I:H/A:H).

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