Comparison Overview

Transamerica Financial Advisors, Inc.

VS

Morgan Stanley

Transamerica Financial Advisors, Inc.

undefined, Philadelphia, PA, 19102, US
Last Update: 2025-05-06 (UTC)
Between 750 and 799

Vested in your success – 100 percent. With decades of experience, Transamerica Financial Advisors, Inc. is a full-service, fully licensed, independent Broker/Dealer and Registered Investment Advisor. Our business revolves around your success. We currently handle more than $10 Billion in customer assets, with over 3,300 Registered Representatives serving clients in branch offices nationwide. CORPORATE OVERVIEW For decades, Transamerica Financial Advisors, Inc. has provided clients with the resources of a large corporation and the personalized service of a small firm. Transamerica Financial Advisors'​ financial professionals have the freedom and flexibility to offer clients investment choices from some of the most familiar names in the industry. DISCLOSURES Securities and Investment Advisory Services offered through Transamerica Financial Advisors, Inc. (TFA), a broker/dealer - Member FINRA, SIPC, and Registered Investment Advisor. Transamerica Financial Advisors, Inc. financial professionals may only transact business in states where they are registered. Any individual communication trying to effect a transaction in securities or the rendering of personalized investment advice for compensation will not be made to persons in states where the financial professional is not registered. Securities and Investment Advisory Services offered through Transamerica Financial Advisors, Inc. (TFA), Member FINRA, SIPC, and Registered Investment Advisor http://www.finra.org/ http://www.sipc.org Neither Transamerica Financial Advisors, Inc. nor its representatives may provide tax or legal advice. Anyone to whom this material is promoted, marketed, or recommended should consult with and rely on their own independent tax and legal advisors regarding their particular situation and the concepts presented herein. 116116-0319

NAICS: 52
NAICS Definition: Finance and Insurance
Employees: 1,689
Subsidiaries: 22
12-month incidents
0
Known data breaches
3
Attack type number
2

Morgan Stanley

1585 Broadway, None, New York, NY, US, 10036
Last Update: 2025-08-05 (UTC)
Between 800 and 849

Morgan Stanley (NYSE: MS) is a leading global financial services firm providing a wide range of investment banking, securities, wealth management and investment management services. With offices in 42 countries, our firm's employees serve clients worldwide including corporations, governments, institutions and individuals. We are committed to maintaining the first-class service and high standard of excellence that have always defined the firm and everything we do is guided by our five core values: Do the right thing, put clients first, lead with exceptional ideas, commit to diversity and inclusion, and give back.

NAICS: 52
NAICS Definition: Finance and Insurance
Employees: 94,632
Subsidiaries: 5
12-month incidents
0
Known data breaches
3
Attack type number
2

Compliance Badges Comparison

Security & Compliance Standards Overview

https://images.rankiteo.com/companyimages/transamerica-financial-advisors-inc.jpeg
Transamerica Financial Advisors, Inc.
ISO 27001
ISO 27001 certification not verified
Not verified
SOC2 Type 1
SOC2 Type 1 certification not verified
Not verified
SOC2 Type 2
SOC2 Type 2 certification not verified
Not verified
GDPR
GDPR certification not verified
Not verified
PCI DSS
PCI DSS certification not verified
Not verified
HIPAA
HIPAA certification not verified
Not verified
https://images.rankiteo.com/companyimages/morgan-stanley.jpeg
Morgan Stanley
ISO 27001
ISO 27001 certification not verified
Not verified
SOC2 Type 1
SOC2 Type 1 certification not verified
Not verified
SOC2 Type 2
SOC2 Type 2 certification not verified
Not verified
GDPR
GDPR certification not verified
Not verified
PCI DSS
PCI DSS certification not verified
Not verified
HIPAA
HIPAA certification not verified
Not verified
Compliance Summary
Transamerica Financial Advisors, Inc.
100%
Compliance Rate
0/4 Standards Verified
Morgan Stanley
0%
Compliance Rate
0/4 Standards Verified

Benchmark & Cyber Underwriting Signals

Incidents vs Financial Services Industry Average (This Year)

No incidents recorded for Transamerica Financial Advisors, Inc. in 2025.

Incidents vs Financial Services Industry Average (This Year)

No incidents recorded for Morgan Stanley in 2025.

Incident History — Transamerica Financial Advisors, Inc. (X = Date, Y = Severity)

Transamerica Financial Advisors, Inc. cyber incidents detection timeline including parent company and subsidiaries

Incident History — Morgan Stanley (X = Date, Y = Severity)

Morgan Stanley cyber incidents detection timeline including parent company and subsidiaries

Notable Incidents

Last 3 Security & Risk Events by Company

https://images.rankiteo.com/companyimages/transamerica-financial-advisors-inc.jpeg
Transamerica Financial Advisors, Inc.
Incidents

Date Detected: 5/2023
Type:Vulnerability
Attack Vector: Exploitation of Vulnerability
Blog: Blog

Date Detected: 6/2021
Type:Breach
Attack Vector: Unauthorized Access
Blog: Blog

Date Detected: 8/2018
Type:Breach
Attack Vector: Email
Blog: Blog
https://images.rankiteo.com/companyimages/morgan-stanley.jpeg
Morgan Stanley
Incidents

Date Detected: 02/2022
Type:Cyber Attack
Attack Vector: Vishing
Motivation: Financial gain
Blog: Blog

Date Detected: 07/2021
Type:Breach
Attack Vector: Ransomware attack via third-party vendor
Blog: Blog

Date Detected: 1/2021
Type:Breach
Attack Vector: Unauthorized Access
Blog: Blog

FAQ

Morgan Stanley company demonstrates a stronger AI Cybersecurity Score compared to Transamerica Financial Advisors, Inc. company, reflecting its advanced cybersecurity posture governance and monitoring frameworks.

Transamerica Financial Advisors, Inc. and Morgan Stanley have experienced a similar number of publicly disclosed cyber incidents.

In the current year, Morgan Stanley company and Transamerica Financial Advisors, Inc. company have not reported any cyber incidents.

Neither Morgan Stanley company nor Transamerica Financial Advisors, Inc. company has reported experiencing a ransomware attack publicly.

Both Morgan Stanley company and Transamerica Financial Advisors, Inc. company have disclosed experiencing at least one data breach.

Morgan Stanley company has reported targeted cyberattacks, while Transamerica Financial Advisors, Inc. company has not reported such incidents publicly.

Transamerica Financial Advisors, Inc. company has disclosed at least one vulnerability, while Morgan Stanley company has not reported such incidents publicly.

Neither Transamerica Financial Advisors, Inc. nor Morgan Stanley holds any compliance certifications.

Neither company holds any compliance certifications.

Transamerica Financial Advisors, Inc. company has more subsidiaries worldwide compared to Morgan Stanley company.

Morgan Stanley company employs more people globally than Transamerica Financial Advisors, Inc. company, reflecting its scale as a Financial Services.

Neither Transamerica Financial Advisors, Inc. nor Morgan Stanley holds SOC 2 Type 1 certification.

Neither Transamerica Financial Advisors, Inc. nor Morgan Stanley holds SOC 2 Type 2 certification.

Neither Transamerica Financial Advisors, Inc. nor Morgan Stanley holds ISO 27001 certification.

Neither Transamerica Financial Advisors, Inc. nor Morgan Stanley holds PCI DSS certification.

Neither Transamerica Financial Advisors, Inc. nor Morgan Stanley holds HIPAA certification.

Neither Transamerica Financial Advisors, Inc. nor Morgan Stanley holds GDPR certification.

Latest Global CVEs (Not Company-Specific)

Description

The Bold Page Builder plugin for WordPress is vulnerable to Stored Cross-Site Scripting via the ‘percentage’ parameter in all versions up to, and including, 5.4.5 due to insufficient input sanitization and output escaping. This makes it possible for authenticated attackers, with Contributor-level access and above, to inject arbitrary web scripts in pages that will execute whenever a user accesses an injected page.

Risk Information
cvss3
Base: 6.4
Severity: LOW
CVSS:3.1/AV:N/AC:L/PR:L/UI:N/S:C/C:L/I:L/A:N
Description

The ComboServlet in Liferay Portal 7.4.0 through 7.4.3.111, and older unsupported versions, and Liferay DXP 2023.Q4.0 through 2023.Q4.2, 2023.Q3.1 through 2023.Q3.5, 7.4 GA through update 92, 7.3 GA through update 35, and older unsupported versions does not limit the number or size of the files it will combine, which allows remote attackers to create very large responses that lead to a denial of service attack via the URL query string.

Risk Information
cvss4
Base: 6.9
Severity: LOW
CVSS:4.0/AV:N/AC:L/AT:N/PR:N/UI:N/VC:N/VI:N/VA:L/SC:N/SI:N/SA:N/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
Description

A relative path traversal vulnerability was discovered in Productivity Suite software version 4.4.1.19. The vulnerability allows an unauthenticated remote attacker to interact with the ProductivityService PLC simulator and delete arbitrary directories on the target machine.

Risk Information
cvss3
Base: 4.0
Severity: HIGH
CVSS:3.1/AV:N/AC:H/PR:N/UI:N/S:C/C:N/I:L/A:N
cvss4
Base: 6.3
Severity: LOW
CVSS:4.0/AV:N/AC:L/AT:P/PR:N/UI:N/VC:N/VI:L/VA:N/SC:N/SI:L/SA:N/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
Description

A relative path traversal vulnerability was discovered in Productivity Suite software version 4.4.1.19. The vulnerability allows an unauthenticated remote attacker to interact with the ProductivityService PLC simulator and create arbitrary directories on the target machine.

Risk Information
cvss3
Base: 4.0
Severity: HIGH
CVSS:3.1/AV:N/AC:H/PR:N/UI:N/S:C/C:N/I:L/A:N
cvss4
Base: 6.3
Severity: LOW
CVSS:4.0/AV:N/AC:L/AT:P/PR:N/UI:N/VC:N/VI:L/VA:N/SC:N/SI:L/SA:N/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
Description

A relative path traversal vulnerability was discovered in Productivity Suite software version 4.4.1.19. The vulnerability allows an unauthenticated remote attacker to interact with the ProductivityService PLC simulator and delete arbitrary files on the target machine.

Risk Information
cvss3
Base: 7.5
Severity: HIGH
CVSS:3.1/AV:N/AC:H/PR:N/UI:N/S:C/C:N/I:L/A:H
cvss4
Base: 8.3
Severity: LOW
CVSS:4.0/AV:N/AC:L/AT:P/PR:N/UI:N/VC:N/VI:L/VA:H/SC:N/SI:L/SA:L/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X