Comparison Overview

Transamerica Financial Advisors, Inc.

VS

Apex Group Ltd (Europe)

Transamerica Financial Advisors, Inc.

undefined, Philadelphia, PA, 19102, US
Last Update: 2025-05-06 (UTC)
Between 750 and 799

Vested in your success – 100 percent. With decades of experience, Transamerica Financial Advisors, Inc. is a full-service, fully licensed, independent Broker/Dealer and Registered Investment Advisor. Our business revolves around your success. We currently handle more than $10 Billion in customer assets, with over 3,300 Registered Representatives serving clients in branch offices nationwide. CORPORATE OVERVIEW For decades, Transamerica Financial Advisors, Inc. has provided clients with the resources of a large corporation and the personalized service of a small firm. Transamerica Financial Advisors'​ financial professionals have the freedom and flexibility to offer clients investment choices from some of the most familiar names in the industry. DISCLOSURES Securities and Investment Advisory Services offered through Transamerica Financial Advisors, Inc. (TFA), a broker/dealer - Member FINRA, SIPC, and Registered Investment Advisor. Transamerica Financial Advisors, Inc. financial professionals may only transact business in states where they are registered. Any individual communication trying to effect a transaction in securities or the rendering of personalized investment advice for compensation will not be made to persons in states where the financial professional is not registered. Securities and Investment Advisory Services offered through Transamerica Financial Advisors, Inc. (TFA), Member FINRA, SIPC, and Registered Investment Advisor http://www.finra.org/ http://www.sipc.org Neither Transamerica Financial Advisors, Inc. nor its representatives may provide tax or legal advice. Anyone to whom this material is promoted, marketed, or recommended should consult with and rely on their own independent tax and legal advisors regarding their particular situation and the concepts presented herein. 116116-0319

NAICS: 52
NAICS Definition: Finance and Insurance
Employees: 1,689
Subsidiaries: 22
12-month incidents
0
Known data breaches
3
Attack type number
2

Apex Group Ltd (Europe)

Quad Central Q3 Level 9 Triq l-Esportaturi Zone 1 Central Business District Birkirkara, CBD 1040, MT
Last Update: 2025-03-17 (UTC)
Between 750 and 799

We are a single-source financial solutions provider dedicated to driving positive change while supporting the growth and ambitions of asset managers, allocators, financial institutions, and family offices around the world. Established in Bermuda in 2003, we have continually disrupted the industry through our investment in innovation and talent. Today, we set the pace in fund and asset servicing and stand out for our unique single-source solution and unified cross asset-class platform which supports the entire value chain, harnesses leading innovative technology, and benefits from cross-jurisdictional expertise delivered by a long-standing management team and over 13,000 highly integrated professionals. As a pioneering data and fintech-enabled company, we are a disruptor driving digital tools into fund and asset servicing. However, our vision to drive positive change extends beyond the industry. The Apex Foundation, a not-for-profit entity, is our passionate commitment to empower sustainable change.

NAICS: 52
NAICS Definition: Finance and Insurance
Employees: 10,001+
Subsidiaries: 0
12-month incidents
0
Known data breaches
0
Attack type number
0

Compliance Badges Comparison

Security & Compliance Standards Overview

https://images.rankiteo.com/companyimages/transamerica-financial-advisors-inc.jpeg
Transamerica Financial Advisors, Inc.
ISO 27001
ISO 27001 certification not verified
Not verified
SOC2 Type 1
SOC2 Type 1 certification not verified
Not verified
SOC2 Type 2
SOC2 Type 2 certification not verified
Not verified
GDPR
GDPR certification not verified
Not verified
PCI DSS
PCI DSS certification not verified
Not verified
HIPAA
HIPAA certification not verified
Not verified
https://images.rankiteo.com/companyimages/apex-fund-services-malta-limited.jpeg
Apex Group Ltd (Europe)
ISO 27001
ISO 27001 certification not verified
Not verified
SOC2 Type 1
SOC2 Type 1 certification not verified
Not verified
SOC2 Type 2
SOC2 Type 2 certification not verified
Not verified
GDPR
GDPR certification not verified
Not verified
PCI DSS
PCI DSS certification not verified
Not verified
HIPAA
HIPAA certification not verified
Not verified
Compliance Summary
Transamerica Financial Advisors, Inc.
100%
Compliance Rate
0/4 Standards Verified
Apex Group Ltd (Europe)
0%
Compliance Rate
0/4 Standards Verified

Benchmark & Cyber Underwriting Signals

Incidents vs Financial Services Industry Average (This Year)

No incidents recorded for Transamerica Financial Advisors, Inc. in 2025.

Incidents vs Financial Services Industry Average (This Year)

No incidents recorded for Apex Group Ltd (Europe) in 2025.

Incident History — Transamerica Financial Advisors, Inc. (X = Date, Y = Severity)

Transamerica Financial Advisors, Inc. cyber incidents detection timeline including parent company and subsidiaries

Incident History — Apex Group Ltd (Europe) (X = Date, Y = Severity)

Apex Group Ltd (Europe) cyber incidents detection timeline including parent company and subsidiaries

Notable Incidents

Last 3 Security & Risk Events by Company

https://images.rankiteo.com/companyimages/transamerica-financial-advisors-inc.jpeg
Transamerica Financial Advisors, Inc.
Incidents

Date Detected: 5/2023
Type:Vulnerability
Attack Vector: Exploitation of Vulnerability
Blog: Blog

Date Detected: 6/2021
Type:Breach
Attack Vector: Unauthorized Access
Blog: Blog

Date Detected: 8/2018
Type:Breach
Attack Vector: Email
Blog: Blog
https://images.rankiteo.com/companyimages/apex-fund-services-malta-limited.jpeg
Apex Group Ltd (Europe)
Incidents

No Incident

FAQ

Apex Group Ltd (Europe) company demonstrates a stronger AI Cybersecurity Score compared to Transamerica Financial Advisors, Inc. company, reflecting its advanced cybersecurity posture governance and monitoring frameworks.

Transamerica Financial Advisors, Inc. company has historically faced a number of disclosed cyber incidents, whereas Apex Group Ltd (Europe) company has not reported any.

In the current year, Apex Group Ltd (Europe) company and Transamerica Financial Advisors, Inc. company have not reported any cyber incidents.

Neither Apex Group Ltd (Europe) company nor Transamerica Financial Advisors, Inc. company has reported experiencing a ransomware attack publicly.

Transamerica Financial Advisors, Inc. company has disclosed at least one data breach, while the other Apex Group Ltd (Europe) company has not reported such incidents publicly.

Neither Apex Group Ltd (Europe) company nor Transamerica Financial Advisors, Inc. company has reported experiencing targeted cyberattacks publicly.

Transamerica Financial Advisors, Inc. company has disclosed at least one vulnerability, while Apex Group Ltd (Europe) company has not reported such incidents publicly.

Neither Transamerica Financial Advisors, Inc. nor Apex Group Ltd (Europe) holds any compliance certifications.

Neither company holds any compliance certifications.

Transamerica Financial Advisors, Inc. company has more subsidiaries worldwide compared to Apex Group Ltd (Europe) company.

Transamerica Financial Advisors, Inc. company employs more people globally than Apex Group Ltd (Europe) company, reflecting its scale as a Financial Services.

Neither Transamerica Financial Advisors, Inc. nor Apex Group Ltd (Europe) holds SOC 2 Type 1 certification.

Neither Transamerica Financial Advisors, Inc. nor Apex Group Ltd (Europe) holds SOC 2 Type 2 certification.

Neither Transamerica Financial Advisors, Inc. nor Apex Group Ltd (Europe) holds ISO 27001 certification.

Neither Transamerica Financial Advisors, Inc. nor Apex Group Ltd (Europe) holds PCI DSS certification.

Neither Transamerica Financial Advisors, Inc. nor Apex Group Ltd (Europe) holds HIPAA certification.

Neither Transamerica Financial Advisors, Inc. nor Apex Group Ltd (Europe) holds GDPR certification.

Latest Global CVEs (Not Company-Specific)

Description

The Bold Page Builder plugin for WordPress is vulnerable to Stored Cross-Site Scripting via the ‘percentage’ parameter in all versions up to, and including, 5.4.5 due to insufficient input sanitization and output escaping. This makes it possible for authenticated attackers, with Contributor-level access and above, to inject arbitrary web scripts in pages that will execute whenever a user accesses an injected page.

Risk Information
cvss3
Base: 6.4
Severity: LOW
CVSS:3.1/AV:N/AC:L/PR:L/UI:N/S:C/C:L/I:L/A:N
Description

The ComboServlet in Liferay Portal 7.4.0 through 7.4.3.111, and older unsupported versions, and Liferay DXP 2023.Q4.0 through 2023.Q4.2, 2023.Q3.1 through 2023.Q3.5, 7.4 GA through update 92, 7.3 GA through update 35, and older unsupported versions does not limit the number or size of the files it will combine, which allows remote attackers to create very large responses that lead to a denial of service attack via the URL query string.

Risk Information
cvss4
Base: 6.9
Severity: LOW
CVSS:4.0/AV:N/AC:L/AT:N/PR:N/UI:N/VC:N/VI:N/VA:L/SC:N/SI:N/SA:N/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
Description

A relative path traversal vulnerability was discovered in Productivity Suite software version 4.4.1.19. The vulnerability allows an unauthenticated remote attacker to interact with the ProductivityService PLC simulator and delete arbitrary directories on the target machine.

Risk Information
cvss3
Base: 4.0
Severity: HIGH
CVSS:3.1/AV:N/AC:H/PR:N/UI:N/S:C/C:N/I:L/A:N
cvss4
Base: 6.3
Severity: LOW
CVSS:4.0/AV:N/AC:L/AT:P/PR:N/UI:N/VC:N/VI:L/VA:N/SC:N/SI:L/SA:N/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
Description

A relative path traversal vulnerability was discovered in Productivity Suite software version 4.4.1.19. The vulnerability allows an unauthenticated remote attacker to interact with the ProductivityService PLC simulator and create arbitrary directories on the target machine.

Risk Information
cvss3
Base: 4.0
Severity: HIGH
CVSS:3.1/AV:N/AC:H/PR:N/UI:N/S:C/C:N/I:L/A:N
cvss4
Base: 6.3
Severity: LOW
CVSS:4.0/AV:N/AC:L/AT:P/PR:N/UI:N/VC:N/VI:L/VA:N/SC:N/SI:L/SA:N/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
Description

A relative path traversal vulnerability was discovered in Productivity Suite software version 4.4.1.19. The vulnerability allows an unauthenticated remote attacker to interact with the ProductivityService PLC simulator and delete arbitrary files on the target machine.

Risk Information
cvss3
Base: 7.5
Severity: HIGH
CVSS:3.1/AV:N/AC:H/PR:N/UI:N/S:C/C:N/I:L/A:H
cvss4
Base: 8.3
Severity: LOW
CVSS:4.0/AV:N/AC:L/AT:P/PR:N/UI:N/VC:N/VI:L/VA:H/SC:N/SI:L/SA:L/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X