Comparison Overview

CAVU Securities, LLC

VS

UBS

CAVU Securities, LLC

777 3rd Ave, New York, NY, 10017, US
Last Update: 2025-03-07 (UTC)
Between 800 and 900

Strong

CAVU Securities, LLC is an African-American and veteran-owned and operated institutional broker-dealer. Focused on the Fortune 500, CAVU offers a wide range of products and services across cash management, capital markets, and the advisory landscape. CAVUโ€™s focus is to provide our partners with the ability to access best-in-class products and services within the construct of DEI support and participation. As a certified veteran and minority-owned firm, CAVU Securities is committed to creating equitable opportunities through DEI strategies and providing support to community impact organizations serving veterans and underrepresented groups. As a part of CAVU's social impact objectives, we commit financial support to our nonprofit partners via our Impact Pledge- which is 10% of gross revenue on capital market deal fees and the CAVU money market fund share classes. We are working together to make a difference.

NAICS: 52
NAICS Definition:
Employees: 19
Subsidiaries: 0
12-month incidents
0
Known data breaches
0
Attack type number
0

UBS

Postbox, None, Zurich, None, CH, 8001
Last Update: 2025-08-21 (UTC)

Strong

Between 800 and 900

From gaining new experiences in different roles to acquiring fresh knowledge and skills โ€“ at UBS we believe that you should never stop growing and learning because life never stops teaching. We know that it's our people โ€“ with their unique backgrounds, skills, experience levels and interests โ€“ who drive our ongoing success. Ready to be part of #teamUBS and make an impact? Find out more at ubs.com/careers. UBS works with individuals, families, institutions, and corporations around the world to help answer some of life's questions โ€“ whether through award winning wealth management advisory, investment banking and asset management expertise, or private and corporate banking services in Switzerland*. In June 2023, Credit Suisse became a UBS Group company. With our large and diverse team operating internationally, we have a presence in all major financial centers in more than 50 countries. Although we all come from different backgrounds and specializations, two things unite us: the conviction that weโ€™re stronger together, and the will and curiosity to constantly innovate. Thatโ€™s the key to us unlocking our full potential (and what we look for in everyone who joins us). Itโ€™s also why weโ€™re regularly recognized as an attractive employer.* * Our awards https://www.ubs.com/awards Social Media Legal Terms: http://www.ubs.com/social-legal

NAICS: 52
NAICS Definition: Finance and Insurance
Employees: 118,118
Subsidiaries: 6
12-month incidents
1
Known data breaches
0
Attack type number
1

Compliance Badges Comparison

Security & Compliance Standards Overview

https://images.rankiteo.com/companyimages/cavu-securities-llc.jpeg
CAVU Securities, LLC
โ€”
ISO 27001
Not verified
โ€”
SOC 2
Not verified
โ€”
GDPR
No public badge
โ€”
PCI DSS
No public badge
https://images.rankiteo.com/companyimages/ubs.jpeg
UBS
โ€”
ISO 27001
Not verified
โ€”
SOC 2
Not verified
โ€”
GDPR
No public badge
โ€”
PCI DSS
No public badge
Compliance Summary
CAVU Securities, LLC
100%
Compliance Rate
0/4 Standards Verified
UBS
0%
Compliance Rate
0/4 Standards Verified

Benchmark & Cyber Underwriting Signals

Incidents vs Financial Services Industry Average (This Year)

No incidents recorded for CAVU Securities, LLC in 2025.

Incidents vs Financial Services Industry Average (This Year)

UBS has 16.28% more incidents than the average of same-industry companies with at least one recorded incident.

Incident History โ€” CAVU Securities, LLC (X = Date, Y = Severity)

CAVU Securities, LLC cyber incidents detection timeline including parent company and subsidiaries

Incident History โ€” UBS (X = Date, Y = Severity)

UBS cyber incidents detection timeline including parent company and subsidiaries

Notable Incidents

Last 3 Security & Risk Events by Company

https://images.rankiteo.com/companyimages/cavu-securities-llc.jpeg
CAVU Securities, LLC
Incidents

No Incident

https://images.rankiteo.com/companyimages/ubs.jpeg
UBS
Incidents

Date Detected: 6/2025
Type:Ransomware
Attack Vector: Third-party supplier compromise
Motivation: Data exfiltration and potential ransom demand
Blog: Blog

FAQ

Both CAVU Securities, LLC company and UBS company demonstrate a comparable AI risk posture, with strong governance and monitoring frameworks in place.

UBS company has historically faced a number of disclosed cyber incidents, whereas CAVU Securities, LLC company has not reported any.

In the current year, UBS company has reported more cyber incidents than CAVU Securities, LLC company.

UBS company has confirmed experiencing a ransomware attack, while CAVU Securities, LLC company has not reported such incidents publicly.

Neither UBS company nor CAVU Securities, LLC company has reported experiencing a data breach publicly.

Neither UBS company nor CAVU Securities, LLC company has reported experiencing targeted cyberattacks publicly.

Neither CAVU Securities, LLC company nor UBS company has reported experiencing or disclosing vulnerabilities publicly.

UBS company has more subsidiaries worldwide compared to CAVU Securities, LLC company.

UBS company employs more people globally than CAVU Securities, LLC company, reflecting its scale as a Financial Services.

Latest Global CVEs (Not Company-Specific)

Description

Quadient DS-700 iQ devices through 2025-09-30 might have a race condition during the quick clicking of (in order) the Question Mark button, the Help Button, the About button, and the Help Button, leading to a transition out of kiosk mode into local administrative access. NOTE: the reporter indicates that the "behavior was observed sporadically" during "limited time on the client site," making it not "possible to gain more information about the specific kiosk mode crashing issue," and the only conclusion was "there appears to be some form of race condition." Accordingly, there can be doubt that a reproducible cybersecurity vulnerability was identified; sporadic software crashes can also be caused by a hardware fault on a single device (for example, transient RAM errors). The reporter also describes a variety of other issues, including initial access via USB because of the absence of a "lock-pick resistant locking solution for the External Controller PC cabinet," which is not a cybersecurity vulnerability (section 4.1.5 of the CNA Operational Rules). Finally, it is unclear whether the device or OS configuration was inappropriate, given that the risks are typically limited to insider threats within the mail operations room of a large company.

Risk Information
cvss3
Base: 6.4
Severity: HIGH
CVSS:3.1/AV:P/AC:H/PR:N/UI:N/S:U/C:H/I:H/A:H
Description

Argo CD is a declarative, GitOps continuous delivery tool for Kubernetes. Versions between 2.1.0 and 2.14.19, 3.2.0-rc1, 3.1.0-rc1 through 3.1.7, and 3.0.0-rc1 through 3.0.18 contain a race condition in the repository credentials handler that can cause the Argo CD server to panic and crash when concurrent operations are performed on the same repository URL. The vulnerability is located in numerous repository related handlers in the util/db/repository_secrets.go file. A valid API token with repositories resource permissions (create, update, or delete actions) is required to trigger the race condition. This vulnerability causes the entire Argo CD server to crash and become unavailable. Attackers can repeatedly and continuously trigger the race condition to maintain a denial-of-service state, disrupting all GitOps operations. This issue is fixed in versions 2.14.20, 3.2.0-rc2, 3.1.8 and 3.0.19.

Risk Information
cvss3
Base: 6.5
Severity: LOW
CVSS:3.1/AV:N/AC:L/PR:L/UI:N/S:U/C:N/I:N/A:H
Description

Stored cross-site scripting (XSS) vulnerabilities in Web Content translation in Liferay Portal 7.4.0 through 7.4.3.112, and older unsupported versions, and Liferay DXP 2023.Q4.0 through 2023.Q4.8, 2023.Q3.1 through 2023.Q3.10, 7.4 GA through update 92, and older unsupported versions allow remote attackers to inject arbitrary web script or HTML via any rich text field in a web content article.

Risk Information
cvss4
Base: 4.8
Severity: LOW
CVSS:4.0/AV:N/AC:L/AT:N/PR:L/UI:A/VC:L/VI:L/VA:L/SC:N/SI:N/SA:N/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
Description

Keysight Ixia Vision has an issue with hardcoded cryptographic material which may allow an attacker to intercept or decrypt payloads sent to the device via API calls or user authentication if the end user does not replace the TLS certificate that shipped with the device. Remediation is available in Version 6.9.1, released on September 23, 2025.

Risk Information
cvss3
Base: 7.5
Severity: LOW
CVSS:3.1/AV:N/AC:L/PR:N/UI:N/S:U/C:H/I:N/A:N
cvss4
Base: 8.7
Severity: LOW
CVSS:4.0/AV:N/AC:L/AT:N/PR:N/UI:N/VC:H/VI:N/VA:N/SC:N/SI:N/SA:N/E:X/CR:X/IR:X/AR:X/MAV:X/MAC:X/MAT:X/MPR:X/MUI:X/MVC:X/MVI:X/MVA:X/MSC:X/MSI:X/MSA:X/S:X/AU:X/R:X/V:X/RE:X/U:X
Description

An Insecure Direct Object Reference (IDOR) in the /dashboard/notes endpoint of Syaqui Collegetivity v1.0.0 allows attackers to impersonate other users and perform arbitrary operations via a crafted POST request.