Comparison Overview

Zacks Investment Management

VS

Northwestern Mutual

Zacks Investment Management

101 N Wacker Dr, None, Chicago, Illinois, US, 60606
Last Update: 2025-12-09
Between 750 and 799

In 1992, Zacks Investment Management was established as a wholly owned subsidiary of Zacks Investment Research. As a boutique wealth management firm, we apply the time-tested insights of our parent company to create models like the Zacks Dividend Strategy. Since our inception, Zacks Investment Management has been dedicated to delivering results for our clients by seeking excess returns over standard benchmarks within a risk-controlled framework. Ultimately, our active management approach and bottom-up fundamental stock selection process were built upon the very discoveries that changed the industry over 40 years ago, and have generated exceptional results ever since. Within the Zacks Dividend Strategy, we will continue to adhere to this discipline in all market cycles. “The Zacks legacy was born on research and it has been proven through history. We’re an independent family business and to this day we’re proud to share the fruits of our expert insights for the benefit of our clients.” Mitch Zacks Principal and Senior Portfolio Manager

NAICS: 52
NAICS Definition: Finance and Insurance
Employees: 141
Subsidiaries: 2
12-month incidents
0
Known data breaches
1
Attack type number
1

Northwestern Mutual

720 East Wisconsin Avenue, None, Milwaukee, WI, US, 53202-4797
Last Update: 2025-12-09

Northwestern Mutual is here for what’s most important—helping families and businesses experience the freedom of financial security for over 160 years. Through our personalized, holistic approach, including both insurance and investments, we’re helping people make the most of life today, and for days to come. Through advisors who stay with you every step of the way, leading insights and technology, and digital-first experiences, we’re here to show our clients a better way to money. In managing $265.0 billion in assets, $28.1 billion in revenues, and more than $1.8 trillion worth of life insurance protection in force, Northwestern Mutual has had the privilege of being there for more than 4.5 million people who rely on us for life, disability income and long-term care insurance, annuities, brokerage and advisory services, trust services, and discretionary portfolio management solutions. The company is trusted with more than $125 billion of client assets as a part of its wealth management company and investment services. We are strong supporters of our financial workforce nationwide as well as our home office professionals in Milwaukee, WI. We’re continuing to grow, and we believe diversity makes us stronger as we help shape the future of financial security. Help us get to know you by applying for open positions here: https://jobs.northwesternmutual.com/ Financial representatives and interns are independent contractors and not employees of Northwestern Mutual. https://www.northwesternmutual.com/social-media-guidelines

NAICS: 52
NAICS Definition: Finance and Insurance
Employees: 37,463
Subsidiaries: 3
12-month incidents
0
Known data breaches
2
Attack type number
2

Compliance Badges Comparison

Security & Compliance Standards Overview

https://images.rankiteo.com/companyimages/zacks-investment-management.jpeg
Zacks Investment Management
ISO 27001
ISO 27001 certification not verified
Not verified
SOC2 Type 1
SOC2 Type 1 certification not verified
Not verified
SOC2 Type 2
SOC2 Type 2 certification not verified
Not verified
GDPR
GDPR certification not verified
Not verified
PCI DSS
PCI DSS certification not verified
Not verified
HIPAA
HIPAA certification not verified
Not verified
https://images.rankiteo.com/companyimages/northwestern-mutual.jpeg
Northwestern Mutual
ISO 27001
ISO 27001 certification not verified
Not verified
SOC2 Type 1
SOC2 Type 1 certification not verified
Not verified
SOC2 Type 2
SOC2 Type 2 certification not verified
Not verified
GDPR
GDPR certification not verified
Not verified
PCI DSS
PCI DSS certification not verified
Not verified
HIPAA
HIPAA certification not verified
Not verified
Compliance Summary
Zacks Investment Management
100%
Compliance Rate
0/4 Standards Verified
Northwestern Mutual
0%
Compliance Rate
0/4 Standards Verified

Benchmark & Cyber Underwriting Signals

Incidents vs Financial Services Industry Average (This Year)

No incidents recorded for Zacks Investment Management in 2025.

Incidents vs Financial Services Industry Average (This Year)

No incidents recorded for Northwestern Mutual in 2025.

Incident History — Zacks Investment Management (X = Date, Y = Severity)

Zacks Investment Management cyber incidents detection timeline including parent company and subsidiaries

Incident History — Northwestern Mutual (X = Date, Y = Severity)

Northwestern Mutual cyber incidents detection timeline including parent company and subsidiaries

Notable Incidents

Last 3 Security & Risk Events by Company

https://images.rankiteo.com/companyimages/zacks-investment-management.jpeg
Zacks Investment Management
Incidents

Date Detected: 11/1999
Type:Breach
Blog: Blog
https://images.rankiteo.com/companyimages/northwestern-mutual.jpeg
Northwestern Mutual
Incidents

Date Detected: 10/2023
Type:Ransomware
Blog: Blog

Date Detected: 5/2023
Type:Breach
Attack Vector: Hacking
Blog: Blog

Date Detected: 8/2017
Type:Breach
Attack Vector: Computer Scam
Blog: Blog

FAQ

Zacks Investment Management company demonstrates a stronger AI Cybersecurity Score compared to Northwestern Mutual company, reflecting its advanced cybersecurity posture governance and monitoring frameworks.

Northwestern Mutual company has faced a higher number of disclosed cyber incidents historically compared to Zacks Investment Management company.

In the current year, Northwestern Mutual company and Zacks Investment Management company have not reported any cyber incidents.

Northwestern Mutual company has confirmed experiencing a ransomware attack, while Zacks Investment Management company has not reported such incidents publicly.

Both Northwestern Mutual company and Zacks Investment Management company have disclosed experiencing at least one data breach.

Neither Northwestern Mutual company nor Zacks Investment Management company has reported experiencing targeted cyberattacks publicly.

Neither Zacks Investment Management company nor Northwestern Mutual company has reported experiencing or disclosing vulnerabilities publicly.

Neither Zacks Investment Management nor Northwestern Mutual holds any compliance certifications.

Neither company holds any compliance certifications.

Northwestern Mutual company has more subsidiaries worldwide compared to Zacks Investment Management company.

Northwestern Mutual company employs more people globally than Zacks Investment Management company, reflecting its scale as a Financial Services.

Neither Zacks Investment Management nor Northwestern Mutual holds SOC 2 Type 1 certification.

Neither Zacks Investment Management nor Northwestern Mutual holds SOC 2 Type 2 certification.

Neither Zacks Investment Management nor Northwestern Mutual holds ISO 27001 certification.

Neither Zacks Investment Management nor Northwestern Mutual holds PCI DSS certification.

Neither Zacks Investment Management nor Northwestern Mutual holds HIPAA certification.

Neither Zacks Investment Management nor Northwestern Mutual holds GDPR certification.

Latest Global CVEs (Not Company-Specific)

Description

Tuleap is a free and open source suite for management of software development and collaboration. Versions of Tuleap Community Edition prior to 17.0.99.1763126988 and Tuleap Enterprise Edition prior to 17.0-3 and 16.13-8 have missing CSRF protections which allow attackers to create or remove tracker triggers. This issue is fixed in Tuleap Community Edition version 17.0.99.1763126988 and Tuleap Enterprise Edition versions 17.0-3 and 16.13-8.

Risk Information
cvss3
Base: 4.6
Severity: LOW
CVSS:3.1/AV:N/AC:L/PR:L/UI:R/S:U/C:N/I:L/A:L
Description

Tuleap is a free and open source suite for management of software development and collaboration. Tuleap Community Editon versions prior to 17.0.99.1762456922 and Tuleap Enterprise Edition versions prior to 17.0-2, 16.13-7 and 16.12-10 are vulnerable to CSRF attacks through planning management API. Attackers have access to create, edit or remove plans. This issue is fixed in Tuleap Community Edition version 17.0.99.1762456922 and Tuleap Enterprise Edtion versions 17.0-2, 16.13-7 and 16.12-10.

Risk Information
cvss3
Base: 4.6
Severity: LOW
CVSS:3.1/AV:N/AC:L/PR:L/UI:R/S:U/C:N/I:L/A:L
Description

Tuleap is an Open Source Suite for management of software development and collaboration. Tuleap Community Edition versions below 17.0.99.1762444754 and Tuleap Enterprise Edition versions prior to 17.0-2, 16.13-7 and 16.12-10 allow attackers trick victims into changing tracker general settings. This issue is fixed in version Tuleap Community Edition version 17.0.99.1762444754 and Tuleap Enterprise Edition versions 17.0-2, 16.13-7 and 16.12-10.

Risk Information
cvss3
Base: 4.6
Severity: LOW
CVSS:3.1/AV:N/AC:L/PR:L/UI:R/S:U/C:N/I:L/A:L
Description

Tuleap is an Open Source Suite for management of software development and collaboration. Versions below 17.0.99.1762431347 of Tuleap Community Edition and Tuleap Enterprise Edition below 17.0-2, 16.13-7 and 16.12-10 allow attackers to access file release system information in projects they do not have access to. This issue is fixed in version 17.0.99.1762431347 of the Tuleap Community Edition and versions 17.0-2, 16.13-7 and 16.12-10 of Tuleap Enterprise Edition.

Risk Information
cvss3
Base: 6.5
Severity: LOW
CVSS:3.1/AV:N/AC:L/PR:L/UI:N/S:U/C:H/I:N/A:N
Description

IBM watsonx.data 2.2 through 2.2.1 could allow an authenticated user to cause a denial of service through ingestion pods due to improper allocation of resources without limits.

Risk Information
cvss3
Base: 6.5
Severity: LOW
CVSS:3.1/AV:N/AC:L/PR:L/UI:N/S:U/C:N/I:N/A:H